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+Network Working Group B. Aboba
+Request for Comments: 3748 Microsoft
+Obsoletes: 2284 L. Blunk
+Category: Standards Track Merit Network, Inc
+ J. Vollbrecht
+ Vollbrecht Consulting LLC
+ J. Carlson
+ Sun
+ H. Levkowetz, Ed.
+ ipUnplugged
+ June 2004
+
+
+ Extensible Authentication Protocol (EAP)
+
+Status of this Memo
+
+ This document specifies an Internet standards track protocol for the
+ Internet community, and requests discussion and suggestions for
+ improvements. Please refer to the current edition of the "Internet
+ Official Protocol Standards" (STD 1) for the standardization state
+ and status of this protocol. Distribution of this memo is unlimited.
+
+Copyright Notice
+
+ Copyright (C) The Internet Society (2004).
+
+Abstract
+
+ This document defines the Extensible Authentication Protocol (EAP),
+ an authentication framework which supports multiple authentication
+ methods. EAP typically runs directly over data link layers such as
+ Point-to-Point Protocol (PPP) or IEEE 802, without requiring IP. EAP
+ provides its own support for duplicate elimination and
+ retransmission, but is reliant on lower layer ordering guarantees.
+ Fragmentation is not supported within EAP itself; however, individual
+ EAP methods may support this.
+
+ This document obsoletes RFC 2284. A summary of the changes between
+ this document and RFC 2284 is available in Appendix A.
+
+
+
+
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 1]
+
+RFC 3748 EAP June 2004
+
+
+Table of Contents
+
+ 1. Introduction. . . . . . . . . . . . . . . . . . . . . . . . . 3
+ 1.1. Specification of Requirements . . . . . . . . . . . . . 4
+ 1.2. Terminology . . . . . . . . . . . . . . . . . . . . . . 4
+ 1.3. Applicability . . . . . . . . . . . . . . . . . . . . . 6
+ 2. Extensible Authentication Protocol (EAP). . . . . . . . . . . 7
+ 2.1. Support for Sequences . . . . . . . . . . . . . . . . . 9
+ 2.2. EAP Multiplexing Model. . . . . . . . . . . . . . . . . 10
+ 2.3. Pass-Through Behavior . . . . . . . . . . . . . . . . . 12
+ 2.4. Peer-to-Peer Operation. . . . . . . . . . . . . . . . . 14
+ 3. Lower Layer Behavior. . . . . . . . . . . . . . . . . . . . . 15
+ 3.1. Lower Layer Requirements. . . . . . . . . . . . . . . . 15
+ 3.2. EAP Usage Within PPP. . . . . . . . . . . . . . . . . . 18
+ 3.2.1. PPP Configuration Option Format. . . . . . . . . 18
+ 3.3. EAP Usage Within IEEE 802 . . . . . . . . . . . . . . . 19
+ 3.4. Lower Layer Indications . . . . . . . . . . . . . . . . 19
+ 4. EAP Packet Format . . . . . . . . . . . . . . . . . . . . . . 20
+ 4.1. Request and Response. . . . . . . . . . . . . . . . . . 21
+ 4.2. Success and Failure . . . . . . . . . . . . . . . . . . 23
+ 4.3. Retransmission Behavior . . . . . . . . . . . . . . . . 26
+ 5. Initial EAP Request/Response Types. . . . . . . . . . . . . . 27
+ 5.1. Identity. . . . . . . . . . . . . . . . . . . . . . . . 28
+ 5.2. Notification. . . . . . . . . . . . . . . . . . . . . . 29
+ 5.3. Nak . . . . . . . . . . . . . . . . . . . . . . . . . . 31
+ 5.3.1. Legacy Nak . . . . . . . . . . . . . . . . . . . 31
+ 5.3.2. Expanded Nak . . . . . . . . . . . . . . . . . . 32
+ 5.4. MD5-Challenge . . . . . . . . . . . . . . . . . . . . . 35
+ 5.5. One-Time Password (OTP) . . . . . . . . . . . . . . . . 36
+ 5.6. Generic Token Card (GTC). . . . . . . . . . . . . . . . 37
+ 5.7. Expanded Types. . . . . . . . . . . . . . . . . . . . . 38
+ 5.8. Experimental. . . . . . . . . . . . . . . . . . . . . . 40
+ 6. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 40
+ 6.1. Packet Codes. . . . . . . . . . . . . . . . . . . . . . 41
+ 6.2. Method Types. . . . . . . . . . . . . . . . . . . . . . 41
+ 7. Security Considerations . . . . . . . . . . . . . . . . . . . 42
+ 7.1. Threat Model. . . . . . . . . . . . . . . . . . . . . . 42
+ 7.2. Security Claims . . . . . . . . . . . . . . . . . . . . 43
+ 7.2.1. Security Claims Terminology for EAP Methods. . . 44
+ 7.3. Identity Protection . . . . . . . . . . . . . . . . . . 46
+ 7.4. Man-in-the-Middle Attacks . . . . . . . . . . . . . . . 47
+ 7.5. Packet Modification Attacks . . . . . . . . . . . . . . 48
+ 7.6. Dictionary Attacks. . . . . . . . . . . . . . . . . . . 49
+ 7.7. Connection to an Untrusted Network. . . . . . . . . . . 49
+ 7.8. Negotiation Attacks . . . . . . . . . . . . . . . . . . 50
+ 7.9. Implementation Idiosyncrasies . . . . . . . . . . . . . 50
+ 7.10. Key Derivation. . . . . . . . . . . . . . . . . . . . . 51
+ 7.11. Weak Ciphersuites . . . . . . . . . . . . . . . . . . . 53
+
+
+
+Aboba, et al. Standards Track [Page 2]
+
+RFC 3748 EAP June 2004
+
+
+ 7.12. Link Layer. . . . . . . . . . . . . . . . . . . . . . . 53
+ 7.13. Separation of Authenticator and Backend Authentication
+ Server. . . . . . . . . . . . . . . . . . . . . . . . . 54
+ 7.14. Cleartext Passwords . . . . . . . . . . . . . . . . . . 55
+ 7.15. Channel Binding . . . . . . . . . . . . . . . . . . . . 55
+ 7.16. Protected Result Indications. . . . . . . . . . . . . . 56
+ 8. Acknowledgements. . . . . . . . . . . . . . . . . . . . . . . 58
+ 9. References. . . . . . . . . . . . . . . . . . . . . . . . . . 59
+ 9.1. Normative References. . . . . . . . . . . . . . . . . . 59
+ 9.2. Informative References. . . . . . . . . . . . . . . . . 60
+ Appendix A. Changes from RFC 2284. . . . . . . . . . . . . . . . . 64
+ Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 66
+ Full Copyright Statement . . . . . . . . . . . . . . . . . . . . . 67
+
+1. Introduction
+
+ This document defines the Extensible Authentication Protocol (EAP),
+ an authentication framework which supports multiple authentication
+ methods. EAP typically runs directly over data link layers such as
+ Point-to-Point Protocol (PPP) or IEEE 802, without requiring IP. EAP
+ provides its own support for duplicate elimination and
+ retransmission, but is reliant on lower layer ordering guarantees.
+ Fragmentation is not supported within EAP itself; however, individual
+ EAP methods may support this.
+
+ EAP may be used on dedicated links, as well as switched circuits, and
+ wired as well as wireless links. To date, EAP has been implemented
+ with hosts and routers that connect via switched circuits or dial-up
+ lines using PPP [RFC1661]. It has also been implemented with
+ switches and access points using IEEE 802 [IEEE-802]. EAP
+ encapsulation on IEEE 802 wired media is described in [IEEE-802.1X],
+ and encapsulation on IEEE wireless LANs in [IEEE-802.11i].
+
+ One of the advantages of the EAP architecture is its flexibility.
+ EAP is used to select a specific authentication mechanism, typically
+ after the authenticator requests more information in order to
+ determine the specific authentication method to be used. Rather than
+ requiring the authenticator to be updated to support each new
+ authentication method, EAP permits the use of a backend
+ authentication server, which may implement some or all authentication
+ methods, with the authenticator acting as a pass-through for some or
+ all methods and peers.
+
+ Within this document, authenticator requirements apply regardless of
+ whether the authenticator is operating as a pass-through or not.
+ Where the requirement is meant to apply to either the authenticator
+ or backend authentication server, depending on where the EAP
+ authentication is terminated, the term "EAP server" will be used.
+
+
+
+Aboba, et al. Standards Track [Page 3]
+
+RFC 3748 EAP June 2004
+
+
+1.1. Specification of Requirements
+
+ In this document, several words are used to signify the requirements
+ of the specification. The key words "MUST", "MUST NOT", "REQUIRED",
+ "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY",
+ and "OPTIONAL" in this document are to be interpreted as described in
+ [RFC2119].
+
+1.2. Terminology
+
+ This document frequently uses the following terms:
+
+ authenticator
+ The end of the link initiating EAP authentication. The term
+ authenticator is used in [IEEE-802.1X], and has the same meaning
+ in this document.
+
+ peer
+ The end of the link that responds to the authenticator. In
+ [IEEE-802.1X], this end is known as the Supplicant.
+
+ Supplicant
+ The end of the link that responds to the authenticator in [IEEE-
+ 802.1X]. In this document, this end of the link is called the
+ peer.
+
+ backend authentication server
+ A backend authentication server is an entity that provides an
+ authentication service to an authenticator. When used, this
+ server typically executes EAP methods for the authenticator. This
+ terminology is also used in [IEEE-802.1X].
+
+ AAA
+ Authentication, Authorization, and Accounting. AAA protocols with
+ EAP support include RADIUS [RFC3579] and Diameter [DIAM-EAP]. In
+ this document, the terms "AAA server" and "backend authentication
+ server" are used interchangeably.
+
+ Displayable Message
+ This is interpreted to be a human readable string of characters.
+ The message encoding MUST follow the UTF-8 transformation format
+ [RFC2279].
+
+
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 4]
+
+RFC 3748 EAP June 2004
+
+
+ EAP server
+ The entity that terminates the EAP authentication method with the
+ peer. In the case where no backend authentication server is used,
+ the EAP server is part of the authenticator. In the case where
+ the authenticator operates in pass-through mode, the EAP server is
+ located on the backend authentication server.
+
+ Silently Discard
+ This means the implementation discards the packet without further
+ processing. The implementation SHOULD provide the capability of
+ logging the event, including the contents of the silently
+ discarded packet, and SHOULD record the event in a statistics
+ counter.
+
+ Successful Authentication
+ In the context of this document, "successful authentication" is an
+ exchange of EAP messages, as a result of which the authenticator
+ decides to allow access by the peer, and the peer decides to use
+ this access. The authenticator's decision typically involves both
+ authentication and authorization aspects; the peer may
+ successfully authenticate to the authenticator, but access may be
+ denied by the authenticator due to policy reasons.
+
+ Message Integrity Check (MIC)
+ A keyed hash function used for authentication and integrity
+ protection of data. This is usually called a Message
+ Authentication Code (MAC), but IEEE 802 specifications (and this
+ document) use the acronym MIC to avoid confusion with Medium
+ Access Control.
+
+ Cryptographic Separation
+ Two keys (x and y) are "cryptographically separate" if an
+ adversary that knows all messages exchanged in the protocol cannot
+ compute x from y or y from x without "breaking" some cryptographic
+ assumption. In particular, this definition allows that the
+ adversary has the knowledge of all nonces sent in cleartext, as
+ well as all predictable counter values used in the protocol.
+ Breaking a cryptographic assumption would typically require
+ inverting a one-way function or predicting the outcome of a
+ cryptographic pseudo-random number generator without knowledge of
+ the secret state. In other words, if the keys are
+ cryptographically separate, there is no shortcut to compute x from
+ y or y from x, but the work an adversary must do to perform this
+ computation is equivalent to performing an exhaustive search for
+ the secret state value.
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 5]
+
+RFC 3748 EAP June 2004
+
+
+ Master Session Key (MSK)
+ Keying material that is derived between the EAP peer and server
+ and exported by the EAP method. The MSK is at least 64 octets in
+ length. In existing implementations, a AAA server acting as an
+ EAP server transports the MSK to the authenticator.
+
+ Extended Master Session Key (EMSK)
+ Additional keying material derived between the EAP client and
+ server that is exported by the EAP method. The EMSK is at least
+ 64 octets in length. The EMSK is not shared with the
+ authenticator or any other third party. The EMSK is reserved for
+ future uses that are not defined yet.
+
+ Result indications
+ A method provides result indications if after the method's last
+ message is sent and received:
+
+ 1) The peer is aware of whether it has authenticated the server,
+ as well as whether the server has authenticated it.
+
+ 2) The server is aware of whether it has authenticated the peer,
+ as well as whether the peer has authenticated it.
+
+ In the case where successful authentication is sufficient to
+ authorize access, then the peer and authenticator will also know if
+ the other party is willing to provide or accept access. This may not
+ always be the case. An authenticated peer may be denied access due
+ to lack of authorization (e.g., session limit) or other reasons.
+ Since the EAP exchange is run between the peer and the server, other
+ nodes (such as AAA proxies) may also affect the authorization
+ decision. This is discussed in more detail in Section 7.16.
+
+1.3. Applicability
+
+ EAP was designed for use in network access authentication, where IP
+ layer connectivity may not be available. Use of EAP for other
+ purposes, such as bulk data transport, is NOT RECOMMENDED.
+
+ Since EAP does not require IP connectivity, it provides just enough
+ support for the reliable transport of authentication protocols, and
+ no more.
+
+ EAP is a lock-step protocol which only supports a single packet in
+ flight. As a result, EAP cannot efficiently transport bulk data,
+ unlike transport protocols such as TCP [RFC793] or SCTP [RFC2960].
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 6]
+
+RFC 3748 EAP June 2004
+
+
+ While EAP provides support for retransmission, it assumes ordering
+ guarantees provided by the lower layer, so out of order reception is
+ not supported.
+
+ Since EAP does not support fragmentation and reassembly, EAP
+ authentication methods generating payloads larger than the minimum
+ EAP MTU need to provide fragmentation support.
+
+ While authentication methods such as EAP-TLS [RFC2716] provide
+ support for fragmentation and reassembly, the EAP methods defined in
+ this document do not. As a result, if the EAP packet size exceeds
+ the EAP MTU of the link, these methods will encounter difficulties.
+
+ EAP authentication is initiated by the server (authenticator),
+ whereas many authentication protocols are initiated by the client
+ (peer). As a result, it may be necessary for an authentication
+ algorithm to add one or two additional messages (at most one
+ roundtrip) in order to run over EAP.
+
+ Where certificate-based authentication is supported, the number of
+ additional roundtrips may be much larger due to fragmentation of
+ certificate chains. In general, a fragmented EAP packet will require
+ as many round-trips to send as there are fragments. For example, a
+ certificate chain 14960 octets in size would require ten round-trips
+ to send with a 1496 octet EAP MTU.
+
+ Where EAP runs over a lower layer in which significant packet loss is
+ experienced, or where the connection between the authenticator and
+ authentication server experiences significant packet loss, EAP
+ methods requiring many round-trips can experience difficulties. In
+ these situations, use of EAP methods with fewer roundtrips is
+ advisable.
+
+2. Extensible Authentication Protocol (EAP)
+
+ The EAP authentication exchange proceeds as follows:
+
+ [1] The authenticator sends a Request to authenticate the peer. The
+ Request has a Type field to indicate what is being requested.
+ Examples of Request Types include Identity, MD5-challenge, etc.
+ The MD5-challenge Type corresponds closely to the CHAP
+ authentication protocol [RFC1994]. Typically, the authenticator
+ will send an initial Identity Request; however, an initial
+ Identity Request is not required, and MAY be bypassed. For
+ example, the identity may not be required where it is determined
+ by the port to which the peer has connected (leased lines,
+
+
+
+
+
+Aboba, et al. Standards Track [Page 7]
+
+RFC 3748 EAP June 2004
+
+
+ dedicated switch or dial-up ports), or where the identity is
+ obtained in another fashion (via calling station identity or MAC
+ address, in the Name field of the MD5-Challenge Response, etc.).
+
+ [2] The peer sends a Response packet in reply to a valid Request. As
+ with the Request packet, the Response packet contains a Type
+ field, which corresponds to the Type field of the Request.
+
+ [3] The authenticator sends an additional Request packet, and the
+ peer replies with a Response. The sequence of Requests and
+ Responses continues as long as needed. EAP is a 'lock step'
+ protocol, so that other than the initial Request, a new Request
+ cannot be sent prior to receiving a valid Response. The
+ authenticator is responsible for retransmitting requests as
+ described in Section 4.1. After a suitable number of
+ retransmissions, the authenticator SHOULD end the EAP
+ conversation. The authenticator MUST NOT send a Success or
+ Failure packet when retransmitting or when it fails to get a
+ response from the peer.
+
+ [4] The conversation continues until the authenticator cannot
+ authenticate the peer (unacceptable Responses to one or more
+ Requests), in which case the authenticator implementation MUST
+ transmit an EAP Failure (Code 4). Alternatively, the
+ authentication conversation can continue until the authenticator
+ determines that successful authentication has occurred, in which
+ case the authenticator MUST transmit an EAP Success (Code 3).
+
+ Advantages:
+
+ o The EAP protocol can support multiple authentication mechanisms
+ without having to pre-negotiate a particular one.
+
+ o Network Access Server (NAS) devices (e.g., a switch or access
+ point) do not have to understand each authentication method and
+ MAY act as a pass-through agent for a backend authentication
+ server. Support for pass-through is optional. An authenticator
+ MAY authenticate local peers, while at the same time acting as a
+ pass-through for non-local peers and authentication methods it
+ does not implement locally.
+
+ o Separation of the authenticator from the backend authentication
+ server simplifies credentials management and policy decision
+ making.
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 8]
+
+RFC 3748 EAP June 2004
+
+
+ Disadvantages:
+
+ o For use in PPP, EAP requires the addition of a new authentication
+ Type to PPP LCP and thus PPP implementations will need to be
+ modified to use it. It also strays from the previous PPP
+ authentication model of negotiating a specific authentication
+ mechanism during LCP. Similarly, switch or access point
+ implementations need to support [IEEE-802.1X] in order to use EAP.
+
+ o Where the authenticator is separate from the backend
+ authentication server, this complicates the security analysis and,
+ if needed, key distribution.
+
+2.1. Support for Sequences
+
+ An EAP conversation MAY utilize a sequence of methods. A common
+ example of this is an Identity request followed by a single EAP
+ authentication method such as an MD5-Challenge. However, the peer
+ and authenticator MUST utilize only one authentication method (Type 4
+ or greater) within an EAP conversation, after which the authenticator
+ MUST send a Success or Failure packet.
+
+ Once a peer has sent a Response of the same Type as the initial
+ Request, an authenticator MUST NOT send a Request of a different Type
+ prior to completion of the final round of a given method (with the
+ exception of a Notification-Request) and MUST NOT send a Request for
+ an additional method of any Type after completion of the initial
+ authentication method; a peer receiving such Requests MUST treat them
+ as invalid, and silently discard them. As a result, Identity Requery
+ is not supported.
+
+ A peer MUST NOT send a Nak (legacy or expanded) in reply to a Request
+ after an initial non-Nak Response has been sent. Since spoofed EAP
+ Request packets may be sent by an attacker, an authenticator
+ receiving an unexpected Nak SHOULD discard it and log the event.
+
+ Multiple authentication methods within an EAP conversation are not
+ supported due to their vulnerability to man-in-the-middle attacks
+ (see Section 7.4) and incompatibility with existing implementations.
+
+ Where a single EAP authentication method is utilized, but other
+ methods are run within it (a "tunneled" method), the prohibition
+ against multiple authentication methods does not apply. Such
+ "tunneled" methods appear as a single authentication method to EAP.
+ Backward compatibility can be provided, since a peer not supporting a
+ "tunneled" method can reply to the initial EAP-Request with a Nak
+
+
+
+
+
+Aboba, et al. Standards Track [Page 9]
+
+RFC 3748 EAP June 2004
+
+
+ (legacy or expanded). To address security vulnerabilities,
+ "tunneled" methods MUST support protection against man-in-the-middle
+ attacks.
+
+2.2. EAP Multiplexing Model
+
+ Conceptually, EAP implementations consist of the following
+ components:
+
+ [a] Lower layer. The lower layer is responsible for transmitting and
+ receiving EAP frames between the peer and authenticator. EAP has
+ been run over a variety of lower layers including PPP, wired IEEE
+ 802 LANs [IEEE-802.1X], IEEE 802.11 wireless LANs [IEEE-802.11],
+ UDP (L2TP [RFC2661] and IKEv2 [IKEv2]), and TCP [PIC]. Lower
+ layer behavior is discussed in Section 3.
+
+ [b] EAP layer. The EAP layer receives and transmits EAP packets via
+ the lower layer, implements duplicate detection and
+ retransmission, and delivers and receives EAP messages to and
+ from the EAP peer and authenticator layers.
+
+ [c] EAP peer and authenticator layers. Based on the Code field, the
+ EAP layer demultiplexes incoming EAP packets to the EAP peer and
+ authenticator layers. Typically, an EAP implementation on a
+ given host will support either peer or authenticator
+ functionality, but it is possible for a host to act as both an
+ EAP peer and authenticator. In such an implementation both EAP
+ peer and authenticator layers will be present.
+
+ [d] EAP method layers. EAP methods implement the authentication
+ algorithms and receive and transmit EAP messages via the EAP peer
+ and authenticator layers. Since fragmentation support is not
+ provided by EAP itself, this is the responsibility of EAP
+ methods, which are discussed in Section 5.
+
+ The EAP multiplexing model is illustrated in Figure 1 below. Note
+ that there is no requirement that an implementation conform to this
+ model, as long as the on-the-wire behavior is consistent with it.
+
+
+
+
+
+
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 10]
+
+RFC 3748 EAP June 2004
+
+
+ +-+-+-+-+-+-+-+-+-+-+-+-+ +-+-+-+-+-+-+-+-+-+-+-+-+
+ | | | | | |
+ | EAP method| EAP method| | EAP method| EAP method|
+ | Type = X | Type = Y | | Type = X | Type = Y |
+ | V | | | ^ | |
+ +-+-+-+-!-+-+-+-+-+-+-+-+ +-+-+-+-!-+-+-+-+-+-+-+-+
+ | ! | | ! |
+ | EAP ! Peer layer | | EAP ! Auth. layer |
+ | ! | | ! |
+ +-+-+-+-!-+-+-+-+-+-+-+-+ +-+-+-+-!-+-+-+-+-+-+-+-+
+ | ! | | ! |
+ | EAP ! layer | | EAP ! layer |
+ | ! | | ! |
+ +-+-+-+-!-+-+-+-+-+-+-+-+ +-+-+-+-!-+-+-+-+-+-+-+-+
+ | ! | | ! |
+ | Lower ! layer | | Lower ! layer |
+ | ! | | ! |
+ +-+-+-+-!-+-+-+-+-+-+-+-+ +-+-+-+-!-+-+-+-+-+-+-+-+
+ ! !
+ ! Peer ! Authenticator
+ +------------>-------------+
+
+ Figure 1: EAP Multiplexing Model
+
+ Within EAP, the Code field functions much like a protocol number in
+ IP. It is assumed that the EAP layer demultiplexes incoming EAP
+ packets according to the Code field. Received EAP packets with
+ Code=1 (Request), 3 (Success), and 4 (Failure) are delivered by the
+ EAP layer to the EAP peer layer, if implemented. EAP packets with
+ Code=2 (Response) are delivered to the EAP authenticator layer, if
+ implemented.
+
+ Within EAP, the Type field functions much like a port number in UDP
+ or TCP. It is assumed that the EAP peer and authenticator layers
+ demultiplex incoming EAP packets according to their Type, and deliver
+ them only to the EAP method corresponding to that Type. An EAP
+ method implementation on a host may register to receive packets from
+ the peer or authenticator layers, or both, depending on which role(s)
+ it supports.
+
+ Since EAP authentication methods may wish to access the Identity,
+ implementations SHOULD make the Identity Request and Response
+ accessible to authentication methods (Types 4 or greater), in
+ addition to the Identity method. The Identity Type is discussed in
+ Section 5.1.
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 11]
+
+RFC 3748 EAP June 2004
+
+
+ A Notification Response is only used as confirmation that the peer
+ received the Notification Request, not that it has processed it, or
+ displayed the message to the user. It cannot be assumed that the
+ contents of the Notification Request or Response are available to
+ another method. The Notification Type is discussed in Section 5.2.
+
+ Nak (Type 3) or Expanded Nak (Type 254) are utilized for the purposes
+ of method negotiation. Peers respond to an initial EAP Request for
+ an unacceptable Type with a Nak Response (Type 3) or Expanded Nak
+ Response (Type 254). It cannot be assumed that the contents of the
+ Nak Response(s) are available to another method. The Nak Type(s) are
+ discussed in Section 5.3.
+
+ EAP packets with Codes of Success or Failure do not include a Type
+ field, and are not delivered to an EAP method. Success and Failure
+ are discussed in Section 4.2.
+
+ Given these considerations, the Success, Failure, Nak Response(s),
+ and Notification Request/Response messages MUST NOT be used to carry
+ data destined for delivery to other EAP methods.
+
+2.3. Pass-Through Behavior
+
+ When operating as a "pass-through authenticator", an authenticator
+ performs checks on the Code, Identifier, and Length fields as
+ described in Section 4.1. It forwards EAP packets received from the
+ peer and destined to its authenticator layer to the backend
+ authentication server; packets received from the backend
+ authentication server destined to the peer are forwarded to it.
+
+ A host receiving an EAP packet may only do one of three things with
+ it: act on it, drop it, or forward it. The forwarding decision is
+ typically based only on examination of the Code, Identifier, and
+ Length fields. A pass-through authenticator implementation MUST be
+ capable of forwarding EAP packets received from the peer with Code=2
+ (Response) to the backend authentication server. It also MUST be
+ capable of receiving EAP packets from the backend authentication
+ server and forwarding EAP packets of Code=1 (Request), Code=3
+ (Success), and Code=4 (Failure) to the peer.
+
+ Unless the authenticator implements one or more authentication
+ methods locally which support the authenticator role, the EAP method
+ layer header fields (Type, Type-Data) are not examined as part of the
+ forwarding decision. Where the authenticator supports local
+ authentication methods, it MAY examine the Type field to determine
+ whether to act on the packet itself or forward it. Compliant pass-
+ through authenticator implementations MUST by default forward EAP
+ packets of any Type.
+
+
+
+Aboba, et al. Standards Track [Page 12]
+
+RFC 3748 EAP June 2004
+
+
+ EAP packets received with Code=1 (Request), Code=3 (Success), and
+ Code=4 (Failure) are demultiplexed by the EAP layer and delivered to
+ the peer layer. Therefore, unless a host implements an EAP peer
+ layer, these packets will be silently discarded. Similarly, EAP
+ packets received with Code=2 (Response) are demultiplexed by the EAP
+ layer and delivered to the authenticator layer. Therefore, unless a
+ host implements an EAP authenticator layer, these packets will be
+ silently discarded. The behavior of a "pass-through peer" is
+ undefined within this specification, and is unsupported by AAA
+ protocols such as RADIUS [RFC3579] and Diameter [DIAM-EAP].
+
+ The forwarding model is illustrated in Figure 2.
+
+ Peer Pass-through Authenticator Authentication
+ Server
+
+ +-+-+-+-+-+-+ +-+-+-+-+-+-+
+ | | | |
+ |EAP method | |EAP method |
+ | V | | ^ |
+ +-+-+-!-+-+-+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+ +-+-+-!-+-+-+
+ | ! | |EAP | EAP | | | ! |
+ | ! | |Peer | Auth.| EAP Auth. | | ! |
+ |EAP ! peer| | | +-----------+ | |EAP !Auth.|
+ | ! | | | ! | ! | | ! |
+ +-+-+-!-+-+-+ +-+-+-+-!-+-+-+-+-+-!-+-+-+-+ +-+-+-!-+-+-+
+ | ! | | ! | ! | | ! |
+ |EAP !layer| | EAP !layer| EAP !layer | |EAP !layer|
+ | ! | | ! | ! | | ! |
+ +-+-+-!-+-+-+ +-+-+-+-!-+-+-+-+-+-!-+-+-+-+ +-+-+-!-+-+-+
+ | ! | | ! | ! | | ! |
+ |Lower!layer| | Lower!layer| AAA ! /IP | | AAA ! /IP |
+ | ! | | ! | ! | | ! |
+ +-+-+-!-+-+-+ +-+-+-+-!-+-+-+-+-+-!-+-+-+-+ +-+-+-!-+-+-+
+ ! ! ! !
+ ! ! ! !
+ +-------->--------+ +--------->-------+
+
+
+ Figure 2: Pass-through Authenticator
+
+ For sessions in which the authenticator acts as a pass-through, it
+ MUST determine the outcome of the authentication solely based on the
+ Accept/Reject indication sent by the backend authentication server;
+ the outcome MUST NOT be determined by the contents of an EAP packet
+ sent along with the Accept/Reject indication, or the absence of such
+ an encapsulated EAP packet.
+
+
+
+
+Aboba, et al. Standards Track [Page 13]
+
+RFC 3748 EAP June 2004
+
+
+2.4. Peer-to-Peer Operation
+
+ Since EAP is a peer-to-peer protocol, an independent and simultaneous
+ authentication may take place in the reverse direction (depending on
+ the capabilities of the lower layer). Both ends of the link may act
+ as authenticators and peers at the same time. In this case, it is
+ necessary for both ends to implement EAP authenticator and peer
+ layers. In addition, the EAP method implementations on both peers
+ must support both authenticator and peer functionality.
+
+ Although EAP supports peer-to-peer operation, some EAP
+ implementations, methods, AAA protocols, and link layers may not
+ support this. Some EAP methods may support asymmetric
+ authentication, with one type of credential being required for the
+ peer and another type for the authenticator. Hosts supporting peer-
+ to-peer operation with such a method would need to be provisioned
+ with both types of credentials.
+
+ For example, EAP-TLS [RFC2716] is a client-server protocol in which
+ distinct certificate profiles are typically utilized for the client
+ and server. This implies that a host supporting peer-to-peer
+ authentication with EAP-TLS would need to implement both the EAP peer
+ and authenticator layers, support both peer and authenticator roles
+ in the EAP-TLS implementation, and provision certificates appropriate
+ for each role.
+
+ AAA protocols such as RADIUS/EAP [RFC3579] and Diameter EAP [DIAM-
+ EAP] only support "pass-through authenticator" operation. As noted
+ in [RFC3579] Section 2.6.2, a RADIUS server responds to an Access-
+ Request encapsulating an EAP-Request, Success, or Failure packet with
+ an Access-Reject. There is therefore no support for "pass-through
+ peer" operation.
+
+ Even where a method is used which supports mutual authentication and
+ result indications, several considerations may dictate that two EAP
+ authentications (one in each direction) are required. These include:
+
+ [1] Support for bi-directional session key derivation in the lower
+ layer. Lower layers such as IEEE 802.11 may only support uni-
+ directional derivation and transport of transient session keys.
+ For example, the group-key handshake defined in [IEEE-802.11i] is
+ uni-directional, since in IEEE 802.11 infrastructure mode, only
+ the Access Point (AP) sends multicast/broadcast traffic. In IEEE
+ 802.11 ad hoc mode, where either peer may send
+ multicast/broadcast traffic, two uni-directional group-key
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 14]
+
+RFC 3748 EAP June 2004
+
+
+ exchanges are required. Due to limitations of the design, this
+ also implies the need for unicast key derivations and EAP method
+ exchanges to occur in each direction.
+
+ [2] Support for tie-breaking in the lower layer. Lower layers such
+ as IEEE 802.11 ad hoc do not support "tie breaking" wherein two
+ hosts initiating authentication with each other will only go
+ forward with a single authentication. This implies that even if
+ 802.11 were to support a bi-directional group-key handshake, then
+ two authentications, one in each direction, might still occur.
+
+ [3] Peer policy satisfaction. EAP methods may support result
+ indications, enabling the peer to indicate to the EAP server
+ within the method that it successfully authenticated the EAP
+ server, as well as for the server to indicate that it has
+ authenticated the peer. However, a pass-through authenticator
+ will not be aware that the peer has accepted the credentials
+ offered by the EAP server, unless this information is provided to
+ the authenticator via the AAA protocol. The authenticator SHOULD
+ interpret the receipt of a key attribute within an Accept packet
+ as an indication that the peer has successfully authenticated the
+ server.
+
+ However, it is possible that the EAP peer's access policy was not
+ satisfied during the initial EAP exchange, even though mutual
+ authentication occurred. For example, the EAP authenticator may not
+ have demonstrated authorization to act in both peer and authenticator
+ roles. As a result, the peer may require an additional
+ authentication in the reverse direction, even if the peer provided an
+ indication that the EAP server had successfully authenticated to it.
+
+3. Lower Layer Behavior
+
+3.1. Lower Layer Requirements
+
+ EAP makes the following assumptions about lower layers:
+
+ [1] Unreliable transport. In EAP, the authenticator retransmits
+ Requests that have not yet received Responses so that EAP does
+ not assume that lower layers are reliable. Since EAP defines its
+ own retransmission behavior, it is possible (though undesirable)
+ for retransmission to occur both in the lower layer and the EAP
+ layer when EAP is run over a reliable lower layer.
+
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 15]
+
+RFC 3748 EAP June 2004
+
+
+ Note that EAP Success and Failure packets are not retransmitted.
+ Without a reliable lower layer, and with a non-negligible error rate,
+ these packets can be lost, resulting in timeouts. It is therefore
+ desirable for implementations to improve their resilience to loss of
+ EAP Success or Failure packets, as described in Section 4.2.
+
+ [2] Lower layer error detection. While EAP does not assume that the
+ lower layer is reliable, it does rely on lower layer error
+ detection (e.g., CRC, Checksum, MIC, etc.). EAP methods may not
+ include a MIC, or if they do, it may not be computed over all the
+ fields in the EAP packet, such as the Code, Identifier, Length,
+ or Type fields. As a result, without lower layer error
+ detection, undetected errors could creep into the EAP layer or
+ EAP method layer header fields, resulting in authentication
+ failures.
+
+ For example, EAP TLS [RFC2716], which computes its MIC over the
+ Type-Data field only, regards MIC validation failures as a fatal
+ error. Without lower layer error detection, this method, and
+ others like it, will not perform reliably.
+
+ [3] Lower layer security. EAP does not require lower layers to
+ provide security services such as per-packet confidentiality,
+ authentication, integrity, and replay protection. However, where
+ these security services are available, EAP methods supporting Key
+ Derivation (see Section 7.2.1) can be used to provide dynamic
+ keying material. This makes it possible to bind the EAP
+ authentication to subsequent data and protect against data
+ modification, spoofing, or replay. See Section 7.1 for details.
+
+ [4] Minimum MTU. EAP is capable of functioning on lower layers that
+ provide an EAP MTU size of 1020 octets or greater.
+
+ EAP does not support path MTU discovery, and fragmentation and
+ reassembly is not supported by EAP, nor by the methods defined in
+ this specification: Identity (1), Notification (2), Nak Response
+ (3), MD5-Challenge (4), One Time Password (5), Generic Token Card
+ (6), and expanded Nak Response (254) Types.
+
+ Typically, the EAP peer obtains information on the EAP MTU from
+ the lower layers and sets the EAP frame size to an appropriate
+ value. Where the authenticator operates in pass-through mode,
+ the authentication server does not have a direct way of
+ determining the EAP MTU, and therefore relies on the
+ authenticator to provide it with this information, such as via
+ the Framed-MTU attribute, as described in [RFC3579], Section 2.4.
+
+
+
+
+
+Aboba, et al. Standards Track [Page 16]
+
+RFC 3748 EAP June 2004
+
+
+ While methods such as EAP-TLS [RFC2716] support fragmentation and
+ reassembly, EAP methods originally designed for use within PPP
+ where a 1500 octet MTU is guaranteed for control frames (see
+ [RFC1661], Section 6.1) may lack fragmentation and reassembly
+ features.
+
+ EAP methods can assume a minimum EAP MTU of 1020 octets in the
+ absence of other information. EAP methods SHOULD include support
+ for fragmentation and reassembly if their payloads can be larger
+ than this minimum EAP MTU.
+
+ EAP is a lock-step protocol, which implies a certain inefficiency
+ when handling fragmentation and reassembly. Therefore, if the
+ lower layer supports fragmentation and reassembly (such as where
+ EAP is transported over IP), it may be preferable for
+ fragmentation and reassembly to occur in the lower layer rather
+ than in EAP. This can be accomplished by providing an
+ artificially large EAP MTU to EAP, causing fragmentation and
+ reassembly to be handled within the lower layer.
+
+ [5] Possible duplication. Where the lower layer is reliable, it will
+ provide the EAP layer with a non-duplicated stream of packets.
+ However, while it is desirable that lower layers provide for
+ non-duplication, this is not a requirement. The Identifier field
+ provides both the peer and authenticator with the ability to
+ detect duplicates.
+
+ [6] Ordering guarantees. EAP does not require the Identifier to be
+ monotonically increasing, and so is reliant on lower layer
+ ordering guarantees for correct operation. EAP was originally
+ defined to run on PPP, and [RFC1661] Section 1 has an ordering
+ requirement:
+
+ "The Point-to-Point Protocol is designed for simple links
+ which transport packets between two peers. These links
+ provide full-duplex simultaneous bi-directional operation,
+ and are assumed to deliver packets in order."
+
+ Lower layer transports for EAP MUST preserve ordering between a
+ source and destination at a given priority level (the ordering
+ guarantee provided by [IEEE-802]).
+
+ Reordering, if it occurs, will typically result in an EAP
+ authentication failure, causing EAP authentication to be re-run.
+ In an environment in which reordering is likely, it is therefore
+ expected that EAP authentication failures will be common. It is
+ RECOMMENDED that EAP only be run over lower layers that provide
+ ordering guarantees; running EAP over raw IP or UDP transport is
+
+
+
+Aboba, et al. Standards Track [Page 17]
+
+RFC 3748 EAP June 2004
+
+
+ NOT RECOMMENDED. Encapsulation of EAP within RADIUS [RFC3579]
+ satisfies ordering requirements, since RADIUS is a "lockstep"
+ protocol that delivers packets in order.
+
+3.2. EAP Usage Within PPP
+
+ In order to establish communications over a point-to-point link, each
+ end of the PPP link first sends LCP packets to configure the data
+ link during the Link Establishment phase. After the link has been
+ established, PPP provides for an optional Authentication phase before
+ proceeding to the Network-Layer Protocol phase.
+
+ By default, authentication is not mandatory. If authentication of
+ the link is desired, an implementation MUST specify the
+ Authentication Protocol Configuration Option during the Link
+ Establishment phase.
+
+ If the identity of the peer has been established in the
+ Authentication phase, the server can use that identity in the
+ selection of options for the following network layer negotiations.
+
+ When implemented within PPP, EAP does not select a specific
+ authentication mechanism at the PPP Link Control Phase, but rather
+ postpones this until the Authentication Phase. This allows the
+ authenticator to request more information before determining the
+ specific authentication mechanism. This also permits the use of a
+ "backend" server which actually implements the various mechanisms
+ while the PPP authenticator merely passes through the authentication
+ exchange. The PPP Link Establishment and Authentication phases, and
+ the Authentication Protocol Configuration Option, are defined in The
+ Point-to-Point Protocol (PPP) [RFC1661].
+
+3.2.1. PPP Configuration Option Format
+
+ A summary of the PPP Authentication Protocol Configuration Option
+ format to negotiate EAP follows. The fields are transmitted from
+ left to right.
+
+ Exactly one EAP packet is encapsulated in the Information field of a
+ PPP Data Link Layer frame where the protocol field indicates type hex
+ C227 (PPP EAP).
+
+
+
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 18]
+
+RFC 3748 EAP June 2004
+
+
+ 0 1 2 3
+ 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Type | Length | Authentication Protocol |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+
+ Type
+
+ 3
+
+ Length
+
+ 4
+
+ Authentication Protocol
+
+ C227 (Hex) for Extensible Authentication Protocol (EAP)
+
+3.3. EAP Usage Within IEEE 802
+
+ The encapsulation of EAP over IEEE 802 is defined in [IEEE-802.1X].
+ The IEEE 802 encapsulation of EAP does not involve PPP, and IEEE
+ 802.1X does not include support for link or network layer
+ negotiations. As a result, within IEEE 802.1X, it is not possible to
+ negotiate non-EAP authentication mechanisms, such as PAP or CHAP
+ [RFC1994].
+
+3.4. Lower Layer Indications
+
+ The reliability and security of lower layer indications is dependent
+ on the lower layer. Since EAP is media independent, the presence or
+ absence of lower layer security is not taken into account in the
+ processing of EAP messages.
+
+ To improve reliability, if a peer receives a lower layer success
+ indication as defined in Section 7.2, it MAY conclude that a Success
+ packet has been lost, and behave as if it had actually received a
+ Success packet. This includes choosing to ignore the Success in some
+ circumstances as described in Section 4.2.
+
+ A discussion of some reliability and security issues with lower layer
+ indications in PPP, IEEE 802 wired networks, and IEEE 802.11 wireless
+ LANs can be found in the Security Considerations, Section 7.12.
+
+ After EAP authentication is complete, the peer will typically
+ transmit and receive data via the authenticator. It is desirable to
+ provide assurance that the entities transmitting data are the same
+ ones that successfully completed EAP authentication. To accomplish
+
+
+
+Aboba, et al. Standards Track [Page 19]
+
+RFC 3748 EAP June 2004
+
+
+ this, it is necessary for the lower layer to provide per-packet
+ integrity, authentication and replay protection, and to bind these
+ per-packet services to the keys derived during EAP authentication.
+ Otherwise, it is possible for subsequent data traffic to be modified,
+ spoofed, or replayed.
+
+ Where keying material for the lower layer ciphersuite is itself
+ provided by EAP, ciphersuite negotiation and key activation are
+ controlled by the lower layer. In PPP, ciphersuites are negotiated
+ within ECP so that it is not possible to use keys derived from EAP
+ authentication until the completion of ECP. Therefore, an initial
+ EAP exchange cannot be protected by a PPP ciphersuite, although EAP
+ re-authentication can be protected.
+
+ In IEEE 802 media, initial key activation also typically occurs after
+ completion of EAP authentication. Therefore an initial EAP exchange
+ typically cannot be protected by the lower layer ciphersuite,
+ although an EAP re-authentication or pre-authentication exchange can
+ be protected.
+
+4. EAP Packet Format
+
+ A summary of the EAP packet format is shown below. The fields are
+ transmitted from left to right.
+
+ 0 1 2 3
+ 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Code | Identifier | Length |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Data ...
+ +-+-+-+-+
+
+ Code
+
+ The Code field is one octet and identifies the Type of EAP packet.
+ EAP Codes are assigned as follows:
+
+ 1 Request
+ 2 Response
+ 3 Success
+ 4 Failure
+
+ Since EAP only defines Codes 1-4, EAP packets with other codes
+ MUST be silently discarded by both authenticators and peers.
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 20]
+
+RFC 3748 EAP June 2004
+
+
+ Identifier
+
+ The Identifier field is one octet and aids in matching Responses
+ with Requests.
+
+ Length
+
+ The Length field is two octets and indicates the length, in
+ octets, of the EAP packet including the Code, Identifier, Length,
+ and Data fields. Octets outside the range of the Length field
+ should be treated as Data Link Layer padding and MUST be ignored
+ upon reception. A message with the Length field set to a value
+ larger than the number of received octets MUST be silently
+ discarded.
+
+ Data
+
+ The Data field is zero or more octets. The format of the Data
+ field is determined by the Code field.
+
+4.1. Request and Response
+
+ Description
+
+ The Request packet (Code field set to 1) is sent by the
+ authenticator to the peer. Each Request has a Type field which
+ serves to indicate what is being requested. Additional Request
+ packets MUST be sent until a valid Response packet is received, an
+ optional retry counter expires, or a lower layer failure
+ indication is received.
+
+ Retransmitted Requests MUST be sent with the same Identifier value
+ in order to distinguish them from new Requests. The content of
+ the data field is dependent on the Request Type. The peer MUST
+ send a Response packet in reply to a valid Request packet.
+ Responses MUST only be sent in reply to a valid Request and never
+ be retransmitted on a timer.
+
+ If a peer receives a valid duplicate Request for which it has
+ already sent a Response, it MUST resend its original Response
+ without reprocessing the Request. Requests MUST be processed in
+ the order that they are received, and MUST be processed to their
+ completion before inspecting the next Request.
+
+ A summary of the Request and Response packet format follows. The
+ fields are transmitted from left to right.
+
+
+
+
+
+Aboba, et al. Standards Track [Page 21]
+
+RFC 3748 EAP June 2004
+
+
+ 0 1 2 3
+ 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Code | Identifier | Length |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Type | Type-Data ...
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-
+
+ Code
+
+ 1 for Request
+ 2 for Response
+
+ Identifier
+
+ The Identifier field is one octet. The Identifier field MUST be
+ the same if a Request packet is retransmitted due to a timeout
+ while waiting for a Response. Any new (non-retransmission)
+ Requests MUST modify the Identifier field.
+
+ The Identifier field of the Response MUST match that of the
+ currently outstanding Request. An authenticator receiving a
+ Response whose Identifier value does not match that of the
+ currently outstanding Request MUST silently discard the Response.
+
+ In order to avoid confusion between new Requests and
+ retransmissions, the Identifier value chosen for each new Request
+ need only be different from the previous Request, but need not be
+ unique within the conversation. One way to achieve this is to
+ start the Identifier at an initial value and increment it for each
+ new Request. Initializing the first Identifier with a random
+ number rather than starting from zero is recommended, since it
+ makes sequence attacks somewhat more difficult.
+
+ Since the Identifier space is unique to each session,
+ authenticators are not restricted to only 256 simultaneous
+ authentication conversations. Similarly, with re-authentication,
+ an EAP conversation might continue over a long period of time, and
+ is not limited to only 256 roundtrips.
+
+ Implementation Note: The authenticator is responsible for
+ retransmitting Request messages. If the Request message is obtained
+ from elsewhere (such as from a backend authentication server), then
+ the authenticator will need to save a copy of the Request in order to
+ accomplish this. The peer is responsible for detecting and handling
+ duplicate Request messages before processing them in any way,
+ including passing them on to an outside party. The authenticator is
+ also responsible for discarding Response messages with a non-matching
+
+
+
+Aboba, et al. Standards Track [Page 22]
+
+RFC 3748 EAP June 2004
+
+
+ Identifier value before acting on them in any way, including passing
+ them on to the backend authentication server for verification. Since
+ the authenticator can retransmit before receiving a Response from the
+ peer, the authenticator can receive multiple Responses, each with a
+ matching Identifier. Until a new Request is received by the
+ authenticator, the Identifier value is not updated, so that the
+ authenticator forwards Responses to the backend authentication
+ server, one at a time.
+
+ Length
+
+ The Length field is two octets and indicates the length of the EAP
+ packet including the Code, Identifier, Length, Type, and Type-Data
+ fields. Octets outside the range of the Length field should be
+ treated as Data Link Layer padding and MUST be ignored upon
+ reception. A message with the Length field set to a value larger
+ than the number of received octets MUST be silently discarded.
+
+ Type
+
+ The Type field is one octet. This field indicates the Type of
+ Request or Response. A single Type MUST be specified for each EAP
+ Request or Response. An initial specification of Types follows in
+ Section 5 of this document.
+
+ The Type field of a Response MUST either match that of the
+ Request, or correspond to a legacy or Expanded Nak (see Section
+ 5.3) indicating that a Request Type is unacceptable to the peer.
+ A peer MUST NOT send a Nak (legacy or expanded) in response to a
+ Request, after an initial non-Nak Response has been sent. An EAP
+ server receiving a Response not meeting these requirements MUST
+ silently discard it.
+
+ Type-Data
+
+ The Type-Data field varies with the Type of Request and the
+ associated Response.
+
+4.2. Success and Failure
+
+ The Success packet is sent by the authenticator to the peer after
+ completion of an EAP authentication method (Type 4 or greater) to
+ indicate that the peer has authenticated successfully to the
+ authenticator. The authenticator MUST transmit an EAP packet with
+ the Code field set to 3 (Success). If the authenticator cannot
+ authenticate the peer (unacceptable Responses to one or more
+ Requests), then after unsuccessful completion of the EAP method in
+ progress, the implementation MUST transmit an EAP packet with the
+
+
+
+Aboba, et al. Standards Track [Page 23]
+
+RFC 3748 EAP June 2004
+
+
+ Code field set to 4 (Failure). An authenticator MAY wish to issue
+ multiple Requests before sending a Failure response in order to allow
+ for human typing mistakes. Success and Failure packets MUST NOT
+ contain additional data.
+
+ Success and Failure packets MUST NOT be sent by an EAP authenticator
+ if the specification of the given method does not explicitly permit
+ the method to finish at that point. A peer EAP implementation
+ receiving a Success or Failure packet where sending one is not
+ explicitly permitted MUST silently discard it. By default, an EAP
+ peer MUST silently discard a "canned" Success packet (a Success
+ packet sent immediately upon connection). This ensures that a rogue
+ authenticator will not be able to bypass mutual authentication by
+ sending a Success packet prior to conclusion of the EAP method
+ conversation.
+
+ Implementation Note: Because the Success and Failure packets are not
+ acknowledged, they are not retransmitted by the authenticator, and
+ may be potentially lost. A peer MUST allow for this circumstance as
+ described in this note. See also Section 3.4 for guidance on the
+ processing of lower layer success and failure indications.
+
+ As described in Section 2.1, only a single EAP authentication method
+ is allowed within an EAP conversation. EAP methods may implement
+ result indications. After the authenticator sends a failure result
+ indication to the peer, regardless of the response from the peer, it
+ MUST subsequently send a Failure packet. After the authenticator
+ sends a success result indication to the peer and receives a success
+ result indication from the peer, it MUST subsequently send a Success
+ packet.
+
+ On the peer, once the method completes unsuccessfully (that is,
+ either the authenticator sends a failure result indication, or the
+ peer decides that it does not want to continue the conversation,
+ possibly after sending a failure result indication), the peer MUST
+ terminate the conversation and indicate failure to the lower layer.
+ The peer MUST silently discard Success packets and MAY silently
+ discard Failure packets. As a result, loss of a Failure packet need
+ not result in a timeout.
+
+ On the peer, after success result indications have been exchanged by
+ both sides, a Failure packet MUST be silently discarded. The peer
+ MAY, in the event that an EAP Success is not received, conclude that
+ the EAP Success packet was lost and that authentication concluded
+ successfully.
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 24]
+
+RFC 3748 EAP June 2004
+
+
+ If the authenticator has not sent a result indication, and the peer
+ is willing to continue the conversation, the peer waits for a Success
+ or Failure packet once the method completes, and MUST NOT silently
+ discard either of them. In the event that neither a Success nor
+ Failure packet is received, the peer SHOULD terminate the
+ conversation to avoid lengthy timeouts in case the lost packet was an
+ EAP Failure.
+
+ If the peer attempts to authenticate to the authenticator and fails
+ to do so, the authenticator MUST send a Failure packet and MUST NOT
+ grant access by sending a Success packet. However, an authenticator
+ MAY omit having the peer authenticate to it in situations where
+ limited access is offered (e.g., guest access). In this case, the
+ authenticator MUST send a Success packet.
+
+ Where the peer authenticates successfully to the authenticator, but
+ the authenticator does not send a result indication, the
+ authenticator MAY deny access by sending a Failure packet where the
+ peer is not currently authorized for network access.
+
+ A summary of the Success and Failure packet format is shown below.
+ The fields are transmitted from left to right.
+
+ 0 1 2 3
+ 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Code | Identifier | Length |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+
+ Code
+
+ 3 for Success
+ 4 for Failure
+
+ Identifier
+
+ The Identifier field is one octet and aids in matching replies to
+ Responses. The Identifier field MUST match the Identifier field
+ of the Response packet that it is sent in response to.
+
+ Length
+
+ 4
+
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 25]
+
+RFC 3748 EAP June 2004
+
+
+4.3. Retransmission Behavior
+
+ Because the authentication process will often involve user input,
+ some care must be taken when deciding upon retransmission strategies
+ and authentication timeouts. By default, where EAP is run over an
+ unreliable lower layer, the EAP retransmission timer SHOULD be
+ dynamically estimated. A maximum of 3-5 retransmissions is
+ suggested.
+
+ When run over a reliable lower layer (e.g., EAP over ISAKMP/TCP, as
+ within [PIC]), the authenticator retransmission timer SHOULD be set
+ to an infinite value, so that retransmissions do not occur at the EAP
+ layer. The peer may still maintain a timeout value so as to avoid
+ waiting indefinitely for a Request.
+
+ Where the authentication process requires user input, the measured
+ round trip times may be determined by user responsiveness rather than
+ network characteristics, so that dynamic RTO estimation may not be
+ helpful. Instead, the retransmission timer SHOULD be set so as to
+ provide sufficient time for the user to respond, with longer timeouts
+ required in certain cases, such as where Token Cards (see Section
+ 5.6) are involved.
+
+ In order to provide the EAP authenticator with guidance as to the
+ appropriate timeout value, a hint can be communicated to the
+ authenticator by the backend authentication server (such as via the
+ RADIUS Session-Timeout attribute).
+
+ In order to dynamically estimate the EAP retransmission timer, the
+ algorithms for the estimation of SRTT, RTTVAR, and RTO described in
+ [RFC2988] are RECOMMENDED, including use of Karn's algorithm, with
+ the following potential modifications:
+
+ [a] In order to avoid synchronization behaviors that can occur with
+ fixed timers among distributed systems, the retransmission timer
+ is calculated with a jitter by using the RTO value and randomly
+ adding a value drawn between -RTOmin/2 and RTOmin/2. Alternative
+ calculations to create jitter MAY be used. These MUST be
+ pseudo-random. For a discussion of pseudo-random number
+ generation, see [RFC1750].
+
+ [b] When EAP is transported over a single link (as opposed to over
+ the Internet), smaller values of RTOinitial, RTOmin, and RTOmax
+ MAY be used. Recommended values are RTOinitial=1 second,
+ RTOmin=200ms, and RTOmax=20 seconds.
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 26]
+
+RFC 3748 EAP June 2004
+
+
+ [c] When EAP is transported over a single link (as opposed to over
+ the Internet), estimates MAY be done on a per-authenticator
+ basis, rather than a per-session basis. This enables the
+ retransmission estimate to make the most use of information on
+ link-layer behavior.
+
+ [d] An EAP implementation MAY clear SRTT and RTTVAR after backing off
+ the timer multiple times, as it is likely that the current SRTT
+ and RTTVAR are bogus in this situation. Once SRTT and RTTVAR are
+ cleared, they should be initialized with the next RTT sample
+ taken as described in [RFC2988] equation 2.2.
+
+5. Initial EAP Request/Response Types
+
+ This section defines the initial set of EAP Types used in Request/
+ Response exchanges. More Types may be defined in future documents.
+ The Type field is one octet and identifies the structure of an EAP
+ Request or Response packet. The first 3 Types are considered special
+ case Types.
+
+ The remaining Types define authentication exchanges. Nak (Type 3) or
+ Expanded Nak (Type 254) are valid only for Response packets, they
+ MUST NOT be sent in a Request.
+
+ All EAP implementations MUST support Types 1-4, which are defined in
+ this document, and SHOULD support Type 254. Implementations MAY
+ support other Types defined here or in future RFCs.
+
+ 1 Identity
+ 2 Notification
+ 3 Nak (Response only)
+ 4 MD5-Challenge
+ 5 One Time Password (OTP)
+ 6 Generic Token Card (GTC)
+ 254 Expanded Types
+ 255 Experimental use
+
+ EAP methods MAY support authentication based on shared secrets. If
+ the shared secret is a passphrase entered by the user,
+ implementations MAY support entering passphrases with non-ASCII
+ characters. In this case, the input should be processed using an
+ appropriate stringprep [RFC3454] profile, and encoded in octets using
+ UTF-8 encoding [RFC2279]. A preliminary version of a possible
+ stringprep profile is described in [SASLPREP].
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 27]
+
+RFC 3748 EAP June 2004
+
+
+5.1. Identity
+
+ Description
+
+ The Identity Type is used to query the identity of the peer.
+ Generally, the authenticator will issue this as the initial
+ Request. An optional displayable message MAY be included to
+ prompt the peer in the case where there is an expectation of
+ interaction with a user. A Response of Type 1 (Identity) SHOULD
+ be sent in Response to a Request with a Type of 1 (Identity).
+
+ Some EAP implementations piggy-back various options into the
+ Identity Request after a NUL-character. By default, an EAP
+ implementation SHOULD NOT assume that an Identity Request or
+ Response can be larger than 1020 octets.
+
+ It is RECOMMENDED that the Identity Response be used primarily for
+ routing purposes and selecting which EAP method to use. EAP
+ Methods SHOULD include a method-specific mechanism for obtaining
+ the identity, so that they do not have to rely on the Identity
+ Response. Identity Requests and Responses are sent in cleartext,
+ so an attacker may snoop on the identity, or even modify or spoof
+ identity exchanges. To address these threats, it is preferable
+ for an EAP method to include an identity exchange that supports
+ per-packet authentication, integrity and replay protection, and
+ confidentiality. The Identity Response may not be the appropriate
+ identity for the method; it may have been truncated or obfuscated
+ so as to provide privacy, or it may have been decorated for
+ routing purposes. Where the peer is configured to only accept
+ authentication methods supporting protected identity exchanges,
+ the peer MAY provide an abbreviated Identity Response (such as
+ omitting the peer-name portion of the NAI [RFC2486]). For further
+ discussion of identity protection, see Section 7.3.
+
+ Implementation Note: The peer MAY obtain the Identity via user input.
+ It is suggested that the authenticator retry the Identity Request in
+ the case of an invalid Identity or authentication failure to allow
+ for potential typos on the part of the user. It is suggested that
+ the Identity Request be retried a minimum of 3 times before
+ terminating the authentication. The Notification Request MAY be used
+ to indicate an invalid authentication attempt prior to transmitting a
+ new Identity Request (optionally, the failure MAY be indicated within
+ the message of the new Identity Request itself).
+
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 28]
+
+RFC 3748 EAP June 2004
+
+
+ Type
+
+ 1
+
+ Type-Data
+
+ This field MAY contain a displayable message in the Request,
+ containing UTF-8 encoded ISO 10646 characters [RFC2279]. Where
+ the Request contains a null, only the portion of the field prior
+ to the null is displayed. If the Identity is unknown, the
+ Identity Response field should be zero bytes in length. The
+ Identity Response field MUST NOT be null terminated. In all
+ cases, the length of the Type-Data field is derived from the
+ Length field of the Request/Response packet.
+
+ Security Claims (see Section 7.2):
+
+ Auth. mechanism: None
+ Ciphersuite negotiation: No
+ Mutual authentication: No
+ Integrity protection: No
+ Replay protection: No
+ Confidentiality: No
+ Key derivation: No
+ Key strength: N/A
+ Dictionary attack prot.: N/A
+ Fast reconnect: No
+ Crypt. binding: N/A
+ Session independence: N/A
+ Fragmentation: No
+ Channel binding: No
+
+5.2. Notification
+
+ Description
+
+ The Notification Type is optionally used to convey a displayable
+ message from the authenticator to the peer. An authenticator MAY
+ send a Notification Request to the peer at any time when there is
+ no outstanding Request, prior to completion of an EAP
+ authentication method. The peer MUST respond to a Notification
+ Request with a Notification Response unless the EAP authentication
+ method specification prohibits the use of Notification messages.
+ In any case, a Nak Response MUST NOT be sent in response to a
+ Notification Request. Note that the default maximum length of a
+ Notification Request is 1020 octets. By default, this leaves at
+ most 1015 octets for the human readable message.
+
+
+
+
+Aboba, et al. Standards Track [Page 29]
+
+RFC 3748 EAP June 2004
+
+
+ An EAP method MAY indicate within its specification that
+ Notification messages must not be sent during that method. In
+ this case, the peer MUST silently discard Notification Requests
+ from the point where an initial Request for that Type is answered
+ with a Response of the same Type.
+
+ The peer SHOULD display this message to the user or log it if it
+ cannot be displayed. The Notification Type is intended to provide
+ an acknowledged notification of some imperative nature, but it is
+ not an error indication, and therefore does not change the state
+ of the peer. Examples include a password with an expiration time
+ that is about to expire, an OTP sequence integer which is nearing
+ 0, an authentication failure warning, etc. In most circumstances,
+ Notification should not be required.
+
+ Type
+
+ 2
+
+ Type-Data
+
+ The Type-Data field in the Request contains a displayable message
+ greater than zero octets in length, containing UTF-8 encoded ISO
+ 10646 characters [RFC2279]. The length of the message is
+ determined by the Length field of the Request packet. The message
+ MUST NOT be null terminated. A Response MUST be sent in reply to
+ the Request with a Type field of 2 (Notification). The Type-Data
+ field of the Response is zero octets in length. The Response
+ should be sent immediately (independent of how the message is
+ displayed or logged).
+
+ Security Claims (see Section 7.2):
+
+ Auth. mechanism: None
+ Ciphersuite negotiation: No
+ Mutual authentication: No
+ Integrity protection: No
+ Replay protection: No
+ Confidentiality: No
+ Key derivation: No
+ Key strength: N/A
+ Dictionary attack prot.: N/A
+ Fast reconnect: No
+ Crypt. binding: N/A
+ Session independence: N/A
+ Fragmentation: No
+ Channel binding: No
+
+
+
+
+Aboba, et al. Standards Track [Page 30]
+
+RFC 3748 EAP June 2004
+
+
+5.3. Nak
+
+5.3.1. Legacy Nak
+
+ Description
+
+ The legacy Nak Type is valid only in Response messages. It is
+ sent in reply to a Request where the desired authentication Type
+ is unacceptable. Authentication Types are numbered 4 and above.
+ The Response contains one or more authentication Types desired by
+ the Peer. Type zero (0) is used to indicate that the sender has
+ no viable alternatives, and therefore the authenticator SHOULD NOT
+ send another Request after receiving a Nak Response containing a
+ zero value.
+
+ Since the legacy Nak Type is valid only in Responses and has very
+ limited functionality, it MUST NOT be used as a general purpose
+ error indication, such as for communication of error messages, or
+ negotiation of parameters specific to a particular EAP method.
+
+ Code
+
+ 2 for Response.
+
+ Identifier
+
+ The Identifier field is one octet and aids in matching Responses
+ with Requests. The Identifier field of a legacy Nak Response MUST
+ match the Identifier field of the Request packet that it is sent
+ in response to.
+
+ Length
+
+ >=6
+
+ Type
+
+ 3
+
+ Type-Data
+
+ Where a peer receives a Request for an unacceptable authentication
+ Type (4-253,255), or a peer lacking support for Expanded Types
+ receives a Request for Type 254, a Nak Response (Type 3) MUST be
+ sent. The Type-Data field of the Nak Response (Type 3) MUST
+ contain one or more octets indicating the desired authentication
+ Type(s), one octet per Type, or the value zero (0) to indicate no
+ proposed alternative. A peer supporting Expanded Types that
+
+
+
+Aboba, et al. Standards Track [Page 31]
+
+RFC 3748 EAP June 2004
+
+
+ receives a Request for an unacceptable authentication Type (4-253,
+ 255) MAY include the value 254 in the Nak Response (Type 3) to
+ indicate the desire for an Expanded authentication Type. If the
+ authenticator can accommodate this preference, it will respond
+ with an Expanded Type Request (Type 254).
+
+ Security Claims (see Section 7.2):
+
+ Auth. mechanism: None
+ Ciphersuite negotiation: No
+ Mutual authentication: No
+ Integrity protection: No
+ Replay protection: No
+ Confidentiality: No
+ Key derivation: No
+ Key strength: N/A
+ Dictionary attack prot.: N/A
+ Fast reconnect: No
+ Crypt. binding: N/A
+ Session independence: N/A
+ Fragmentation: No
+ Channel binding: No
+
+
+5.3.2. Expanded Nak
+
+ Description
+
+ The Expanded Nak Type is valid only in Response messages. It MUST
+ be sent only in reply to a Request of Type 254 (Expanded Type)
+ where the authentication Type is unacceptable. The Expanded Nak
+ Type uses the Expanded Type format itself, and the Response
+ contains one or more authentication Types desired by the peer, all
+ in Expanded Type format. Type zero (0) is used to indicate that
+ the sender has no viable alternatives. The general format of the
+ Expanded Type is described in Section 5.7.
+
+ Since the Expanded Nak Type is valid only in Responses and has
+ very limited functionality, it MUST NOT be used as a general
+ purpose error indication, such as for communication of error
+ messages, or negotiation of parameters specific to a particular
+ EAP method.
+
+ Code
+
+ 2 for Response.
+
+
+
+
+
+Aboba, et al. Standards Track [Page 32]
+
+RFC 3748 EAP June 2004
+
+
+ Identifier
+
+ The Identifier field is one octet and aids in matching Responses
+ with Requests. The Identifier field of an Expanded Nak Response
+ MUST match the Identifier field of the Request packet that it is
+ sent in response to.
+
+ Length
+
+ >=20
+
+ Type
+
+ 254
+
+ Vendor-Id
+
+ 0 (IETF)
+
+ Vendor-Type
+
+ 3 (Nak)
+
+ Vendor-Data
+
+ The Expanded Nak Type is only sent when the Request contains an
+ Expanded Type (254) as defined in Section 5.7. The Vendor-Data
+ field of the Nak Response MUST contain one or more authentication
+ Types (4 or greater), all in expanded format, 8 octets per Type,
+ or the value zero (0), also in Expanded Type format, to indicate
+ no proposed alternative. The desired authentication Types may
+ include a mixture of Vendor-Specific and IETF Types. For example,
+ an Expanded Nak Response indicating a preference for OTP (Type 5),
+ and an MIT (Vendor-Id=20) Expanded Type of 6 would appear as
+ follows:
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 33]
+
+RFC 3748 EAP June 2004
+
+
+ 0 1 2 3
+ 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | 2 | Identifier | Length=28 |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Type=254 | 0 (IETF) |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | 3 (Nak) |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Type=254 | 0 (IETF) |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | 5 (OTP) |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Type=254 | 20 (MIT) |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | 6 |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+
+ An Expanded Nak Response indicating a no desired alternative would
+ appear as follows:
+
+ 0 1 2 3
+ 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | 2 | Identifier | Length=20 |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Type=254 | 0 (IETF) |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | 3 (Nak) |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Type=254 | 0 (IETF) |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | 0 (No alternative) |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+
+ Security Claims (see Section 7.2):
+
+ Auth. mechanism: None
+ Ciphersuite negotiation: No
+ Mutual authentication: No
+ Integrity protection: No
+ Replay protection: No
+ Confidentiality: No
+ Key derivation: No
+ Key strength: N/A
+ Dictionary attack prot.: N/A
+ Fast reconnect: No
+ Crypt. binding: N/A
+
+
+
+Aboba, et al. Standards Track [Page 34]
+
+RFC 3748 EAP June 2004
+
+
+ Session independence: N/A
+ Fragmentation: No
+ Channel binding: No
+
+
+5.4. MD5-Challenge
+
+ Description
+
+ The MD5-Challenge Type is analogous to the PPP CHAP protocol
+ [RFC1994] (with MD5 as the specified algorithm). The Request
+ contains a "challenge" message to the peer. A Response MUST be
+ sent in reply to the Request. The Response MAY be either of Type
+ 4 (MD5-Challenge), Nak (Type 3), or Expanded Nak (Type 254). The
+ Nak reply indicates the peer's desired authentication Type(s).
+ EAP peer and EAP server implementations MUST support the MD5-
+ Challenge mechanism. An authenticator that supports only pass-
+ through MUST allow communication with a backend authentication
+ server that is capable of supporting MD5-Challenge, although the
+ EAP authenticator implementation need not support MD5-Challenge
+ itself. However, if the EAP authenticator can be configured to
+ authenticate peers locally (e.g., not operate in pass-through),
+ then the requirement for support of the MD5-Challenge mechanism
+ applies.
+
+ Note that the use of the Identifier field in the MD5-Challenge
+ Type is different from that described in [RFC1994]. EAP allows
+ for retransmission of MD5-Challenge Request packets, while
+ [RFC1994] states that both the Identifier and Challenge fields
+ MUST change each time a Challenge (the CHAP equivalent of the
+ MD5-Challenge Request packet) is sent.
+
+ Note: [RFC1994] treats the shared secret as an octet string, and
+ does not specify how it is entered into the system (or if it is
+ handled by the user at all). EAP MD5-Challenge implementations
+ MAY support entering passphrases with non-ASCII characters. See
+ Section 5 for instructions how the input should be processed and
+ encoded into octets.
+
+ Type
+
+ 4
+
+ Type-Data
+
+ The contents of the Type-Data field is summarized below. For
+ reference on the use of these fields, see the PPP Challenge
+ Handshake Authentication Protocol [RFC1994].
+
+
+
+Aboba, et al. Standards Track [Page 35]
+
+RFC 3748 EAP June 2004
+
+
+ 0 1 2 3
+ 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Value-Size | Value ...
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Name ...
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+
+ Security Claims (see Section 7.2):
+
+ Auth. mechanism: Password or pre-shared key.
+ Ciphersuite negotiation: No
+ Mutual authentication: No
+ Integrity protection: No
+ Replay protection: No
+ Confidentiality: No
+ Key derivation: No
+ Key strength: N/A
+ Dictionary attack prot.: No
+ Fast reconnect: No
+ Crypt. binding: N/A
+ Session independence: N/A
+ Fragmentation: No
+ Channel binding: No
+
+5.5. One-Time Password (OTP)
+
+ Description
+
+ The One-Time Password system is defined in "A One-Time Password
+ System" [RFC2289] and "OTP Extended Responses" [RFC2243]. The
+ Request contains an OTP challenge in the format described in
+ [RFC2289]. A Response MUST be sent in reply to the Request. The
+ Response MUST be of Type 5 (OTP), Nak (Type 3), or Expanded Nak
+ (Type 254). The Nak Response indicates the peer's desired
+ authentication Type(s). The EAP OTP method is intended for use
+ with the One-Time Password system only, and MUST NOT be used to
+ provide support for cleartext passwords.
+
+ Type
+
+ 5
+
+
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 36]
+
+RFC 3748 EAP June 2004
+
+
+ Type-Data
+
+ The Type-Data field contains the OTP "challenge" as a displayable
+ message in the Request. In the Response, this field is used for
+ the 6 words from the OTP dictionary [RFC2289]. The messages MUST
+ NOT be null terminated. The length of the field is derived from
+ the Length field of the Request/Reply packet.
+
+ Note: [RFC2289] does not specify how the secret pass-phrase is
+ entered by the user, or how the pass-phrase is converted into
+ octets. EAP OTP implementations MAY support entering passphrases
+ with non-ASCII characters. See Section 5 for instructions on how
+ the input should be processed and encoded into octets.
+
+ Security Claims (see Section 7.2):
+
+ Auth. mechanism: One-Time Password
+ Ciphersuite negotiation: No
+ Mutual authentication: No
+ Integrity protection: No
+ Replay protection: Yes
+ Confidentiality: No
+ Key derivation: No
+ Key strength: N/A
+ Dictionary attack prot.: No
+ Fast reconnect: No
+ Crypt. binding: N/A
+ Session independence: N/A
+ Fragmentation: No
+ Channel binding: No
+
+
+5.6. Generic Token Card (GTC)
+
+ Description
+
+ The Generic Token Card Type is defined for use with various Token
+ Card implementations which require user input. The Request
+ contains a displayable message and the Response contains the Token
+ Card information necessary for authentication. Typically, this
+ would be information read by a user from the Token card device and
+ entered as ASCII text. A Response MUST be sent in reply to the
+ Request. The Response MUST be of Type 6 (GTC), Nak (Type 3), or
+ Expanded Nak (Type 254). The Nak Response indicates the peer's
+ desired authentication Type(s). The EAP GTC method is intended
+ for use with the Token Cards supporting challenge/response
+
+
+
+
+
+Aboba, et al. Standards Track [Page 37]
+
+RFC 3748 EAP June 2004
+
+
+ authentication and MUST NOT be used to provide support for
+ cleartext passwords in the absence of a protected tunnel with
+ server authentication.
+
+ Type
+
+ 6
+
+ Type-Data
+
+ The Type-Data field in the Request contains a displayable message
+ greater than zero octets in length. The length of the message is
+ determined by the Length field of the Request packet. The message
+ MUST NOT be null terminated. A Response MUST be sent in reply to
+ the Request with a Type field of 6 (Generic Token Card). The
+ Response contains data from the Token Card required for
+ authentication. The length of the data is determined by the
+ Length field of the Response packet.
+
+ EAP GTC implementations MAY support entering a response with non-
+ ASCII characters. See Section 5 for instructions how the input
+ should be processed and encoded into octets.
+
+ Security Claims (see Section 7.2):
+
+ Auth. mechanism: Hardware token.
+ Ciphersuite negotiation: No
+ Mutual authentication: No
+ Integrity protection: No
+ Replay protection: No
+ Confidentiality: No
+ Key derivation: No
+ Key strength: N/A
+ Dictionary attack prot.: No
+ Fast reconnect: No
+ Crypt. binding: N/A
+ Session independence: N/A
+ Fragmentation: No
+ Channel binding: No
+
+
+5.7. Expanded Types
+
+ Description
+
+ Since many of the existing uses of EAP are vendor-specific, the
+ Expanded method Type is available to allow vendors to support
+ their own Expanded Types not suitable for general usage.
+
+
+
+Aboba, et al. Standards Track [Page 38]
+
+RFC 3748 EAP June 2004
+
+
+ The Expanded Type is also used to expand the global Method Type
+ space beyond the original 255 values. A Vendor-Id of 0 maps the
+ original 255 possible Types onto a space of 2^32-1 possible Types.
+ (Type 0 is only used in a Nak Response to indicate no acceptable
+ alternative).
+
+ An implementation that supports the Expanded attribute MUST treat
+ EAP Types that are less than 256 equivalently, whether they appear
+ as a single octet or as the 32-bit Vendor-Type within an Expanded
+ Type where Vendor-Id is 0. Peers not equipped to interpret the
+ Expanded Type MUST send a Nak as described in Section 5.3.1, and
+ negotiate a more suitable authentication method.
+
+ A summary of the Expanded Type format is shown below. The fields
+ are transmitted from left to right.
+
+ 0 1 2 3
+ 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Type | Vendor-Id |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Vendor-Type |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Vendor data...
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+
+ Type
+
+ 254 for Expanded Type
+
+ Vendor-Id
+
+ The Vendor-Id is 3 octets and represents the SMI Network
+ Management Private Enterprise Code of the Vendor in network byte
+ order, as allocated by IANA. A Vendor-Id of zero is reserved for
+ use by the IETF in providing an expanded global EAP Type space.
+
+ Vendor-Type
+
+ The Vendor-Type field is four octets and represents the vendor-
+ specific method Type.
+
+ If the Vendor-Id is zero, the Vendor-Type field is an extension
+ and superset of the existing namespace for EAP Types. The first
+ 256 Types are reserved for compatibility with single-octet EAP
+ Types that have already been assigned or may be assigned in the
+ future. Thus, EAP Types from 0 through 255 are semantically
+ identical, whether they appear as single octet EAP Types or as
+
+
+
+Aboba, et al. Standards Track [Page 39]
+
+RFC 3748 EAP June 2004
+
+
+ Vendor-Types when Vendor-Id is zero. There is one exception to
+ this rule: Expanded Nak and Legacy Nak packets share the same
+ Type, but must be treated differently because they have a
+ different format.
+
+ Vendor-Data
+
+ The Vendor-Data field is defined by the vendor. Where a Vendor-Id
+ of zero is present, the Vendor-Data field will be used for
+ transporting the contents of EAP methods of Types defined by the
+ IETF.
+
+5.8. Experimental
+
+ Description
+
+ The Experimental Type has no fixed format or content. It is
+ intended for use when experimenting with new EAP Types. This Type
+ is intended for experimental and testing purposes. No guarantee
+ is made for interoperability between peers using this Type, as
+ outlined in [RFC3692].
+
+ Type
+
+ 255
+
+ Type-Data
+
+ Undefined
+
+6. IANA Considerations
+
+ This section provides guidance to the Internet Assigned Numbers
+ Authority (IANA) regarding registration of values related to the EAP
+ protocol, in accordance with BCP 26, [RFC2434].
+
+ There are two name spaces in EAP that require registration: Packet
+ Codes and method Types.
+
+ EAP is not intended as a general-purpose protocol, and allocations
+ SHOULD NOT be made for purposes unrelated to authentication.
+
+ The following terms are used here with the meanings defined in BCP
+ 26: "name space", "assigned value", "registration".
+
+ The following policies are used here with the meanings defined in BCP
+ 26: "Private Use", "First Come First Served", "Expert Review",
+ "Specification Required", "IETF Consensus", "Standards Action".
+
+
+
+Aboba, et al. Standards Track [Page 40]
+
+RFC 3748 EAP June 2004
+
+
+ For registration requests where a Designated Expert should be
+ consulted, the responsible IESG area director should appoint the
+ Designated Expert. The intention is that any allocation will be
+ accompanied by a published RFC. But in order to allow for the
+ allocation of values prior to the RFC being approved for publication,
+ the Designated Expert can approve allocations once it seems clear
+ that an RFC will be published. The Designated expert will post a
+ request to the EAP WG mailing list (or a successor designated by the
+ Area Director) for comment and review, including an Internet-Draft.
+ Before a period of 30 days has passed, the Designated Expert will
+ either approve or deny the registration request and publish a notice
+ of the decision to the EAP WG mailing list or its successor, as well
+ as informing IANA. A denial notice must be justified by an
+ explanation, and in the cases where it is possible, concrete
+ suggestions on how the request can be modified so as to become
+ acceptable should be provided.
+
+6.1. Packet Codes
+
+ Packet Codes have a range from 1 to 255, of which 1-4 have been
+ allocated. Because a new Packet Code has considerable impact on
+ interoperability, a new Packet Code requires Standards Action, and
+ should be allocated starting at 5.
+
+6.2. Method Types
+
+ The original EAP method Type space has a range from 1 to 255, and is
+ the scarcest resource in EAP, and thus must be allocated with care.
+ Method Types 1-45 have been allocated, with 20 available for re-use.
+ Method Types 20 and 46-191 may be allocated on the advice of a
+ Designated Expert, with Specification Required.
+
+ Allocation of blocks of method Types (more than one for a given
+ purpose) should require IETF Consensus. EAP Type Values 192-253 are
+ reserved and allocation requires Standards Action.
+
+ Method Type 254 is allocated for the Expanded Type. Where the
+ Vendor-Id field is non-zero, the Expanded Type is used for functions
+ specific only to one vendor's implementation of EAP, where no
+ interoperability is deemed useful. When used with a Vendor-Id of
+ zero, method Type 254 can also be used to provide for an expanded
+ IETF method Type space. Method Type values 256-4294967295 may be
+ allocated after Type values 1-191 have been allocated, on the advice
+ of a Designated Expert, with Specification Required.
+
+ Method Type 255 is allocated for Experimental use, such as testing of
+ new EAP methods before a permanent Type is allocated.
+
+
+
+
+Aboba, et al. Standards Track [Page 41]
+
+RFC 3748 EAP June 2004
+
+
+7. Security Considerations
+
+ This section defines a generic threat model as well as the EAP method
+ security claims mitigating those threats.
+
+ It is expected that the generic threat model and corresponding
+ security claims will used to define EAP method requirements for use
+ in specific environments. An example of such a requirements analysis
+ is provided in [IEEE-802.11i-req]. A security claims section is
+ required in EAP method specifications, so that EAP methods can be
+ evaluated against the requirements.
+
+7.1. Threat Model
+
+ EAP was developed for use with PPP [RFC1661] and was later adapted
+ for use in wired IEEE 802 networks [IEEE-802] in [IEEE-802.1X].
+ Subsequently, EAP has been proposed for use on wireless LAN networks
+ and over the Internet. In all these situations, it is possible for
+ an attacker to gain access to links over which EAP packets are
+ transmitted. For example, attacks on telephone infrastructure are
+ documented in [DECEPTION].
+
+ An attacker with access to the link may carry out a number of
+ attacks, including:
+
+ [1] An attacker may try to discover user identities by snooping
+ authentication traffic.
+
+ [2] An attacker may try to modify or spoof EAP packets.
+
+ [3] An attacker may launch denial of service attacks by spoofing
+ lower layer indications or Success/Failure packets, by replaying
+ EAP packets, or by generating packets with overlapping
+ Identifiers.
+
+ [4] An attacker may attempt to recover the pass-phrase by mounting
+ an offline dictionary attack.
+
+ [5] An attacker may attempt to convince the peer to connect to an
+ untrusted network by mounting a man-in-the-middle attack.
+
+ [6] An attacker may attempt to disrupt the EAP negotiation in order
+ cause a weak authentication method to be selected.
+
+ [7] An attacker may attempt to recover keys by taking advantage of
+ weak key derivation techniques used within EAP methods.
+
+
+
+
+
+Aboba, et al. Standards Track [Page 42]
+
+RFC 3748 EAP June 2004
+
+
+ [8] An attacker may attempt to take advantage of weak ciphersuites
+ subsequently used after the EAP conversation is complete.
+
+ [9] An attacker may attempt to perform downgrading attacks on lower
+ layer ciphersuite negotiation in order to ensure that a weaker
+ ciphersuite is used subsequently to EAP authentication.
+
+ [10] An attacker acting as an authenticator may provide incorrect
+ information to the EAP peer and/or server via out-of-band
+ mechanisms (such as via a AAA or lower layer protocol). This
+ includes impersonating another authenticator, or providing
+ inconsistent information to the peer and EAP server.
+
+ Depending on the lower layer, these attacks may be carried out
+ without requiring physical proximity. Where EAP is used over
+ wireless networks, EAP packets may be forwarded by authenticators
+ (e.g., pre-authentication) so that the attacker need not be within
+ the coverage area of an authenticator in order to carry out an attack
+ on it or its peers. Where EAP is used over the Internet, attacks may
+ be carried out at an even greater distance.
+
+7.2. Security Claims
+
+ In order to clearly articulate the security provided by an EAP
+ method, EAP method specifications MUST include a Security Claims
+ section, including the following declarations:
+
+ [a] Mechanism. This is a statement of the authentication technology:
+ certificates, pre-shared keys, passwords, token cards, etc.
+
+ [b] Security claims. This is a statement of the claimed security
+ properties of the method, using terms defined in Section 7.2.1:
+ mutual authentication, integrity protection, replay protection,
+ confidentiality, key derivation, dictionary attack resistance,
+ fast reconnect, cryptographic binding. The Security Claims
+ section of an EAP method specification SHOULD provide
+ justification for the claims that are made. This can be
+ accomplished by including a proof in an Appendix, or including a
+ reference to a proof.
+
+ [c] Key strength. If the method derives keys, then the effective key
+ strength MUST be estimated. This estimate is meant for potential
+ users of the method to determine if the keys produced are strong
+ enough for the intended application.
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 43]
+
+RFC 3748 EAP June 2004
+
+
+ The effective key strength SHOULD be stated as a number of bits,
+ defined as follows: If the effective key strength is N bits, the
+ best currently known methods to recover the key (with non-
+ negligible probability) require, on average, an effort comparable
+ to 2^(N-1) operations of a typical block cipher. The statement
+ SHOULD be accompanied by a short rationale, explaining how this
+ number was derived. This explanation SHOULD include the
+ parameters required to achieve the stated key strength based on
+ current knowledge of the algorithms.
+
+ (Note: Although it is difficult to define what "comparable
+ effort" and "typical block cipher" exactly mean, reasonable
+ approximations are sufficient here. Refer to e.g. [SILVERMAN]
+ for more discussion.)
+
+ The key strength depends on the methods used to derive the keys.
+ For instance, if keys are derived from a shared secret (such as a
+ password or a long-term secret), and possibly some public
+ information such as nonces, the effective key strength is limited
+ by the strength of the long-term secret (assuming that the
+ derivation procedure is computationally simple). To take another
+ example, when using public key algorithms, the strength of the
+ symmetric key depends on the strength of the public keys used.
+
+ [d] Description of key hierarchy. EAP methods deriving keys MUST
+ either provide a reference to a key hierarchy specification, or
+ describe how Master Session Keys (MSKs) and Extended Master
+ Session Keys (EMSKs) are to be derived.
+
+ [e] Indication of vulnerabilities. In addition to the security
+ claims that are made, the specification MUST indicate which of
+ the security claims detailed in Section 7.2.1 are NOT being made.
+
+7.2.1. Security Claims Terminology for EAP Methods
+
+ These terms are used to describe the security properties of EAP
+ methods:
+
+ Protected ciphersuite negotiation
+ This refers to the ability of an EAP method to negotiate the
+ ciphersuite used to protect the EAP conversation, as well as to
+ integrity protect the negotiation. It does not refer to the
+ ability to negotiate the ciphersuite used to protect data.
+
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 44]
+
+RFC 3748 EAP June 2004
+
+
+ Mutual authentication
+ This refers to an EAP method in which, within an interlocked
+ exchange, the authenticator authenticates the peer and the peer
+ authenticates the authenticator. Two independent one-way methods,
+ running in opposite directions do not provide mutual
+ authentication as defined here.
+
+ Integrity protection
+ This refers to providing data origin authentication and protection
+ against unauthorized modification of information for EAP packets
+ (including EAP Requests and Responses). When making this claim, a
+ method specification MUST describe the EAP packets and fields
+ within the EAP packet that are protected.
+
+ Replay protection
+ This refers to protection against replay of an EAP method or its
+ messages, including success and failure result indications.
+
+ Confidentiality
+ This refers to encryption of EAP messages, including EAP Requests
+ and Responses, and success and failure result indications. A
+ method making this claim MUST support identity protection (see
+ Section 7.3).
+
+ Key derivation
+ This refers to the ability of the EAP method to derive exportable
+ keying material, such as the Master Session Key (MSK), and
+ Extended Master Session Key (EMSK). The MSK is used only for
+ further key derivation, not directly for protection of the EAP
+ conversation or subsequent data. Use of the EMSK is reserved.
+
+ Key strength
+ If the effective key strength is N bits, the best currently known
+ methods to recover the key (with non-negligible probability)
+ require, on average, an effort comparable to 2^(N-1) operations of
+ a typical block cipher.
+
+ Dictionary attack resistance
+ Where password authentication is used, passwords are commonly
+ selected from a small set (as compared to a set of N-bit keys),
+ which raises a concern about dictionary attacks. A method may be
+ said to provide protection against dictionary attacks if, when it
+ uses a password as a secret, the method does not allow an offline
+ attack that has a work factor based on the number of passwords in
+ an attacker's dictionary.
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 45]
+
+RFC 3748 EAP June 2004
+
+
+ Fast reconnect
+ The ability, in the case where a security association has been
+ previously established, to create a new or refreshed security
+ association more efficiently or in a smaller number of round-
+ trips.
+
+ Cryptographic binding
+ The demonstration of the EAP peer to the EAP server that a single
+ entity has acted as the EAP peer for all methods executed within a
+ tunnel method. Binding MAY also imply that the EAP server
+ demonstrates to the peer that a single entity has acted as the EAP
+ server for all methods executed within a tunnel method. If
+ executed correctly, binding serves to mitigate man-in-the-middle
+ vulnerabilities.
+
+ Session independence
+ The demonstration that passive attacks (such as capture of the EAP
+ conversation) or active attacks (including compromise of the MSK
+ or EMSK) does not enable compromise of subsequent or prior MSKs or
+ EMSKs.
+
+ Fragmentation
+ This refers to whether an EAP method supports fragmentation and
+ reassembly. As noted in Section 3.1, EAP methods should support
+ fragmentation and reassembly if EAP packets can exceed the minimum
+ MTU of 1020 octets.
+
+ Channel binding
+ The communication within an EAP method of integrity-protected
+ channel properties such as endpoint identifiers which can be
+ compared to values communicated via out of band mechanisms (such
+ as via a AAA or lower layer protocol).
+
+ Note: This list of security claims is not exhaustive. Additional
+ properties, such as additional denial-of-service protection, may be
+ relevant as well.
+
+7.3. Identity Protection
+
+ An Identity exchange is optional within the EAP conversation.
+ Therefore, it is possible to omit the Identity exchange entirely, or
+ to use a method-specific identity exchange once a protected channel
+ has been established.
+
+ However, where roaming is supported as described in [RFC2607], it may
+ be necessary to locate the appropriate backend authentication server
+ before the authentication conversation can proceed. The realm
+ portion of the Network Access Identifier (NAI) [RFC2486] is typically
+
+
+
+Aboba, et al. Standards Track [Page 46]
+
+RFC 3748 EAP June 2004
+
+
+ included within the EAP-Response/Identity in order to enable the
+ authentication exchange to be routed to the appropriate backend
+ authentication server. Therefore, while the peer-name portion of the
+ NAI may be omitted in the EAP-Response/Identity where proxies or
+ relays are present, the realm portion may be required.
+
+ It is possible for the identity in the identity response to be
+ different from the identity authenticated by the EAP method. This
+ may be intentional in the case of identity privacy. An EAP method
+ SHOULD use the authenticated identity when making access control
+ decisions.
+
+7.4. Man-in-the-Middle Attacks
+
+ Where EAP is tunneled within another protocol that omits peer
+ authentication, there exists a potential vulnerability to a man-in-
+ the-middle attack. For details, see [BINDING] and [MITM].
+
+ As noted in Section 2.1, EAP does not permit untunneled sequences of
+ authentication methods. Were a sequence of EAP authentication
+ methods to be permitted, the peer might not have proof that a single
+ entity has acted as the authenticator for all EAP methods within the
+ sequence. For example, an authenticator might terminate one EAP
+ method, then forward the next method in the sequence to another party
+ without the peer's knowledge or consent. Similarly, the
+ authenticator might not have proof that a single entity has acted as
+ the peer for all EAP methods within the sequence.
+
+ Tunneling EAP within another protocol enables an attack by a rogue
+ EAP authenticator tunneling EAP to a legitimate server. Where the
+ tunneling protocol is used for key establishment but does not require
+ peer authentication, an attacker convincing a legitimate peer to
+ connect to it will be able to tunnel EAP packets to a legitimate
+ server, successfully authenticating and obtaining the key. This
+ allows the attacker to successfully establish itself as a man-in-
+ the-middle, gaining access to the network, as well as the ability to
+ decrypt data traffic between the legitimate peer and server.
+
+ This attack may be mitigated by the following measures:
+
+ [a] Requiring mutual authentication within EAP tunneling mechanisms.
+
+ [b] Requiring cryptographic binding between the EAP tunneling
+ protocol and the tunneled EAP methods. Where cryptographic
+ binding is supported, a mechanism is also needed to protect
+ against downgrade attacks that would bypass it. For further
+ details on cryptographic binding, see [BINDING].
+
+
+
+
+Aboba, et al. Standards Track [Page 47]
+
+RFC 3748 EAP June 2004
+
+
+ [c] Limiting the EAP methods authorized for use without protection,
+ based on peer and authenticator policy.
+
+ [d] Avoiding the use of tunnels when a single, strong method is
+ available.
+
+7.5. Packet Modification Attacks
+
+ While EAP methods may support per-packet data origin authentication,
+ integrity, and replay protection, support is not provided within the
+ EAP layer.
+
+ Since the Identifier is only a single octet, it is easy to guess,
+ allowing an attacker to successfully inject or replay EAP packets.
+ An attacker may also modify EAP headers (Code, Identifier, Length,
+ Type) within EAP packets where the header is unprotected. This could
+ cause packets to be inappropriately discarded or misinterpreted.
+
+ To protect EAP packets against modification, spoofing, or replay,
+ methods supporting protected ciphersuite negotiation, mutual
+ authentication, and key derivation, as well as integrity and replay
+ protection, are recommended. See Section 7.2.1 for definitions of
+ these security claims.
+
+ Method-specific MICs may be used to provide protection. If a per-
+ packet MIC is employed within an EAP method, then peers,
+ authentication servers, and authenticators not operating in pass-
+ through mode MUST validate the MIC. MIC validation failures SHOULD
+ be logged. Whether a MIC validation failure is considered a fatal
+ error or not is determined by the EAP method specification.
+
+ It is RECOMMENDED that methods providing integrity protection of EAP
+ packets include coverage of all the EAP header fields, including the
+ Code, Identifier, Length, Type, and Type-Data fields.
+
+ Since EAP messages of Types Identity, Notification, and Nak do not
+ include their own MIC, it may be desirable for the EAP method MIC to
+ cover information contained within these messages, as well as the
+ header of each EAP message.
+
+ To provide protection, EAP also may be encapsulated within a
+ protected channel created by protocols such as ISAKMP [RFC2408], as
+ is done in [IKEv2] or within TLS [RFC2246]. However, as noted in
+ Section 7.4, EAP tunneling may result in a man-in-the-middle
+ vulnerability.
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 48]
+
+RFC 3748 EAP June 2004
+
+
+ Existing EAP methods define message integrity checks (MICs) that
+ cover more than one EAP packet. For example, EAP-TLS [RFC2716]
+ defines a MIC over a TLS record that could be split into multiple
+ fragments; within the FINISHED message, the MIC is computed over
+ previous messages. Where the MIC covers more than one EAP packet, a
+ MIC validation failure is typically considered a fatal error.
+
+ Within EAP-TLS [RFC2716], a MIC validation failure is treated as a
+ fatal error, since that is what is specified in TLS [RFC2246].
+ However, it is also possible to develop EAP methods that support
+ per-packet MICs, and respond to verification failures by silently
+ discarding the offending packet.
+
+ In this document, descriptions of EAP message handling assume that
+ per-packet MIC validation, where it occurs, is effectively performed
+ as though it occurs before sending any responses or changing the
+ state of the host which received the packet.
+
+7.6. Dictionary Attacks
+
+ Password authentication algorithms such as EAP-MD5, MS-CHAPv1
+ [RFC2433], and Kerberos V [RFC1510] are known to be vulnerable to
+ dictionary attacks. MS-CHAPv1 vulnerabilities are documented in
+ [PPTPv1]; MS-CHAPv2 vulnerabilities are documented in [PPTPv2];
+ Kerberos vulnerabilities are described in [KRBATTACK], [KRBLIM], and
+ [KERB4WEAK].
+
+ In order to protect against dictionary attacks, authentication
+ methods resistant to dictionary attacks (as defined in Section 7.2.1)
+ are recommended.
+
+ If an authentication algorithm is used that is known to be vulnerable
+ to dictionary attacks, then the conversation may be tunneled within a
+ protected channel in order to provide additional protection.
+ However, as noted in Section 7.4, EAP tunneling may result in a man-
+ in-the-middle vulnerability, and therefore dictionary attack
+ resistant methods are preferred.
+
+7.7. Connection to an Untrusted Network
+
+ With EAP methods supporting one-way authentication, such as EAP-MD5,
+ the peer does not authenticate the authenticator, making the peer
+ vulnerable to attack by a rogue authenticator. Methods supporting
+ mutual authentication (as defined in Section 7.2.1) address this
+ vulnerability.
+
+ In EAP there is no requirement that authentication be full duplex or
+ that the same protocol be used in both directions. It is perfectly
+
+
+
+Aboba, et al. Standards Track [Page 49]
+
+RFC 3748 EAP June 2004
+
+
+ acceptable for different protocols to be used in each direction.
+ This will, of course, depend on the specific protocols negotiated.
+ However, in general, completing a single unitary mutual
+ authentication is preferable to two one-way authentications, one in
+ each direction. This is because separate authentications that are
+ not bound cryptographically so as to demonstrate they are part of the
+ same session are subject to man-in-the-middle attacks, as discussed
+ in Section 7.4.
+
+7.8. Negotiation Attacks
+
+ In a negotiation attack, the attacker attempts to convince the peer
+ and authenticator to negotiate a less secure EAP method. EAP does
+ not provide protection for Nak Response packets, although it is
+ possible for a method to include coverage of Nak Responses within a
+ method-specific MIC.
+
+ Within or associated with each authenticator, it is not anticipated
+ that a particular named peer will support a choice of methods. This
+ would make the peer vulnerable to attacks that negotiate the least
+ secure method from among a set. Instead, for each named peer, there
+ SHOULD be an indication of exactly one method used to authenticate
+ that peer name. If a peer needs to make use of different
+ authentication methods under different circumstances, then distinct
+ identities SHOULD be employed, each of which identifies exactly one
+ authentication method.
+
+7.9. Implementation Idiosyncrasies
+
+ The interaction of EAP with lower layers such as PPP and IEEE 802 are
+ highly implementation dependent.
+
+ For example, upon failure of authentication, some PPP implementations
+ do not terminate the link, instead limiting traffic in Network-Layer
+ Protocols to a filtered subset, which in turn allows the peer the
+ opportunity to update secrets or send mail to the network
+ administrator indicating a problem. Similarly, while an
+ authentication failure will result in denied access to the controlled
+ port in [IEEE-802.1X], limited traffic may be permitted on the
+ uncontrolled port.
+
+ In EAP there is no provision for retries of failed authentication.
+ However, in PPP the LCP state machine can renegotiate the
+ authentication protocol at any time, thus allowing a new attempt.
+ Similarly, in IEEE 802.1X the Supplicant or Authenticator can re-
+ authenticate at any time. It is recommended that any counters used
+ for authentication failure not be reset until after successful
+ authentication, or subsequent termination of the failed link.
+
+
+
+Aboba, et al. Standards Track [Page 50]
+
+RFC 3748 EAP June 2004
+
+
+7.10. Key Derivation
+
+ It is possible for the peer and EAP server to mutually authenticate
+ and derive keys. In order to provide keying material for use in a
+ subsequently negotiated ciphersuite, an EAP method supporting key
+ derivation MUST export a Master Session Key (MSK) of at least 64
+ octets, and an Extended Master Session Key (EMSK) of at least 64
+ octets. EAP Methods deriving keys MUST provide for mutual
+ authentication between the EAP peer and the EAP Server.
+
+ The MSK and EMSK MUST NOT be used directly to protect data; however,
+ they are of sufficient size to enable derivation of a AAA-Key
+ subsequently used to derive Transient Session Keys (TSKs) for use
+ with the selected ciphersuite. Each ciphersuite is responsible for
+ specifying how to derive the TSKs from the AAA-Key.
+
+ The AAA-Key is derived from the keying material exported by the EAP
+ method (MSK and EMSK). This derivation occurs on the AAA server. In
+ many existing protocols that use EAP, the AAA-Key and MSK are
+ equivalent, but more complicated mechanisms are possible (see
+ [KEYFRAME] for details).
+
+ EAP methods SHOULD ensure the freshness of the MSK and EMSK, even in
+ cases where one party may not have a high quality random number
+ generator. A RECOMMENDED method is for each party to provide a nonce
+ of at least 128 bits, used in the derivation of the MSK and EMSK.
+
+ EAP methods export the MSK and EMSK, but not Transient Session Keys
+ so as to allow EAP methods to be ciphersuite and media independent.
+ Keying material exported by EAP methods MUST be independent of the
+ ciphersuite negotiated to protect data.
+
+ Depending on the lower layer, EAP methods may run before or after
+ ciphersuite negotiation, so that the selected ciphersuite may not be
+ known to the EAP method. By providing keying material usable with
+ any ciphersuite, EAP methods can used with a wide range of
+ ciphersuites and media.
+
+ In order to preserve algorithm independence, EAP methods deriving
+ keys SHOULD support (and document) the protected negotiation of the
+ ciphersuite used to protect the EAP conversation between the peer and
+ server. This is distinct from the ciphersuite negotiated between the
+ peer and authenticator, used to protect data.
+
+ The strength of Transient Session Keys (TSKs) used to protect data is
+ ultimately dependent on the strength of keys generated by the EAP
+ method. If an EAP method cannot produce keying material of
+ sufficient strength, then the TSKs may be subject to a brute force
+
+
+
+Aboba, et al. Standards Track [Page 51]
+
+RFC 3748 EAP June 2004
+
+
+ attack. In order to enable deployments requiring strong keys, EAP
+ methods supporting key derivation SHOULD be capable of generating an
+ MSK and EMSK, each with an effective key strength of at least 128
+ bits.
+
+ Methods supporting key derivation MUST demonstrate cryptographic
+ separation between the MSK and EMSK branches of the EAP key
+ hierarchy. Without violating a fundamental cryptographic assumption
+ (such as the non-invertibility of a one-way function), an attacker
+ recovering the MSK or EMSK MUST NOT be able to recover the other
+ quantity with a level of effort less than brute force.
+
+ Non-overlapping substrings of the MSK MUST be cryptographically
+ separate from each other, as defined in Section 7.2.1. That is,
+ knowledge of one substring MUST NOT help in recovering some other
+ substring without breaking some hard cryptographic assumption. This
+ is required because some existing ciphersuites form TSKs by simply
+ splitting the AAA-Key to pieces of appropriate length. Likewise,
+ non-overlapping substrings of the EMSK MUST be cryptographically
+ separate from each other, and from substrings of the MSK.
+
+ The EMSK is reserved for future use and MUST remain on the EAP peer
+ and EAP server where it is derived; it MUST NOT be transported to, or
+ shared with, additional parties, or used to derive any other keys.
+ (This restriction will be relaxed in a future document that specifies
+ how the EMSK can be used.)
+
+ Since EAP does not provide for explicit key lifetime negotiation, EAP
+ peers, authenticators, and authentication servers MUST be prepared
+ for situations in which one of the parties discards the key state,
+ which remains valid on another party.
+
+ This specification does not provide detailed guidance on how EAP
+ methods derive the MSK and EMSK, how the AAA-Key is derived from the
+ MSK and/or EMSK, or how the TSKs are derived from the AAA-Key.
+
+ The development and validation of key derivation algorithms is
+ difficult, and as a result, EAP methods SHOULD re-use well
+ established and analyzed mechanisms for key derivation (such as those
+ specified in IKE [RFC2409] or TLS [RFC2246]), rather than inventing
+ new ones. EAP methods SHOULD also utilize well established and
+ analyzed mechanisms for MSK and EMSK derivation. Further details on
+ EAP Key Derivation are provided within [KEYFRAME].
+
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 52]
+
+RFC 3748 EAP June 2004
+
+
+7.11. Weak Ciphersuites
+
+ If after the initial EAP authentication, data packets are sent
+ without per-packet authentication, integrity, and replay protection,
+ an attacker with access to the media can inject packets, "flip bits"
+ within existing packets, replay packets, or even hijack the session
+ completely. Without per-packet confidentiality, it is possible to
+ snoop data packets.
+
+ To protect against data modification, spoofing, or snooping, it is
+ recommended that EAP methods supporting mutual authentication and key
+ derivation (as defined by Section 7.2.1) be used, along with lower
+ layers providing per-packet confidentiality, authentication,
+ integrity, and replay protection.
+
+ Additionally, if the lower layer performs ciphersuite negotiation, it
+ should be understood that EAP does not provide by itself integrity
+ protection of that negotiation. Therefore, in order to avoid
+ downgrading attacks which would lead to weaker ciphersuites being
+ used, clients implementing lower layer ciphersuite negotiation SHOULD
+ protect against negotiation downgrading.
+
+ This can be done by enabling users to configure which ciphersuites
+ are acceptable as a matter of security policy, or the ciphersuite
+ negotiation MAY be authenticated using keying material derived from
+ the EAP authentication and a MIC algorithm agreed upon in advance by
+ lower-layer peers.
+
+7.12. Link Layer
+
+ There are reliability and security issues with link layer indications
+ in PPP, IEEE 802 LANs, and IEEE 802.11 wireless LANs:
+
+ [a] PPP. In PPP, link layer indications such as LCP-Terminate (a
+ link failure indication) and NCP (a link success indication) are
+ not authenticated or integrity protected. They can therefore be
+ spoofed by an attacker with access to the link.
+
+ [b] IEEE 802. IEEE 802.1X EAPOL-Start and EAPOL-Logoff frames are
+ not authenticated or integrity protected. They can therefore be
+ spoofed by an attacker with access to the link.
+
+ [c] IEEE 802.11. In IEEE 802.11, link layer indications include
+ Disassociate and Deauthenticate frames (link failure
+ indications), and the first message of the 4-way handshake (link
+ success indication). These messages are not authenticated or
+ integrity protected, and although they are not forwardable, they
+ are spoofable by an attacker within range.
+
+
+
+Aboba, et al. Standards Track [Page 53]
+
+RFC 3748 EAP June 2004
+
+
+ In IEEE 802.11, IEEE 802.1X data frames may be sent as Class 3
+ unicast data frames, and are therefore forwardable. This implies
+ that while EAPOL-Start and EAPOL-Logoff messages may be authenticated
+ and integrity protected, they can be spoofed by an authenticated
+ attacker far from the target when "pre-authentication" is enabled.
+
+ In IEEE 802.11, a "link down" indication is an unreliable indication
+ of link failure, since wireless signal strength can come and go and
+ may be influenced by radio frequency interference generated by an
+ attacker. To avoid unnecessary resets, it is advisable to damp these
+ indications, rather than passing them directly to the EAP. Since EAP
+ supports retransmission, it is robust against transient connectivity
+ losses.
+
+7.13. Separation of Authenticator and Backend Authentication Server
+
+ It is possible for the EAP peer and EAP server to mutually
+ authenticate and derive a AAA-Key for a ciphersuite used to protect
+ subsequent data traffic. This does not present an issue on the peer,
+ since the peer and EAP client reside on the same machine; all that is
+ required is for the client to derive the AAA-Key from the MSK and
+ EMSK exported by the EAP method, and to subsequently pass a Transient
+ Session Key (TSK) to the ciphersuite module.
+
+ However, in the case where the authenticator and authentication
+ server reside on different machines, there are several implications
+ for security.
+
+ [a] Authentication will occur between the peer and the authentication
+ server, not between the peer and the authenticator. This means
+ that it is not possible for the peer to validate the identity of
+ the authenticator that it is speaking to, using EAP alone.
+
+ [b] As discussed in [RFC3579], the authenticator is dependent on the
+ AAA protocol in order to know the outcome of an authentication
+ conversation, and does not look at the encapsulated EAP packet
+ (if one is present) to determine the outcome. In practice, this
+ implies that the AAA protocol spoken between the authenticator
+ and authentication server MUST support per-packet authentication,
+ integrity, and replay protection.
+
+ [c] After completion of the EAP conversation, where lower layer
+ security services such as per-packet confidentiality,
+ authentication, integrity, and replay protection will be enabled,
+ a secure association protocol SHOULD be run between the peer and
+ authenticator in order to provide mutual authentication between
+
+
+
+
+
+Aboba, et al. Standards Track [Page 54]
+
+RFC 3748 EAP June 2004
+
+
+ the peer and authenticator, guarantee liveness of transient
+ session keys, provide protected ciphersuite and capabilities
+ negotiation for subsequent data, and synchronize key usage.
+
+ [d] A AAA-Key derived from the MSK and/or EMSK negotiated between the
+ peer and authentication server MAY be transmitted to the
+ authenticator. Therefore, a mechanism needs to be provided to
+ transmit the AAA-Key from the authentication server to the
+ authenticator that needs it. The specification of the AAA-key
+ derivation, transport, and wrapping mechanisms is outside the
+ scope of this document. Further details on AAA-Key Derivation
+ are provided within [KEYFRAME].
+
+7.14. Cleartext Passwords
+
+ This specification does not define a mechanism for cleartext password
+ authentication. The omission is intentional. Use of cleartext
+ passwords would allow the password to be captured by an attacker with
+ access to a link over which EAP packets are transmitted.
+
+ Since protocols encapsulating EAP, such as RADIUS [RFC3579], may not
+ provide confidentiality, EAP packets may be subsequently encapsulated
+ for transport over the Internet where they may be captured by an
+ attacker.
+
+ As a result, cleartext passwords cannot be securely used within EAP,
+ except where encapsulated within a protected tunnel with server
+ authentication. Some of the same risks apply to EAP methods without
+ dictionary attack resistance, as defined in Section 7.2.1. For
+ details, see Section 7.6.
+
+7.15. Channel Binding
+
+ It is possible for a compromised or poorly implemented EAP
+ authenticator to communicate incorrect information to the EAP peer
+ and/or server. This may enable an authenticator to impersonate
+ another authenticator or communicate incorrect information via out-
+ of-band mechanisms (such as via a AAA or lower layer protocol).
+
+ Where EAP is used in pass-through mode, the EAP peer typically does
+ not verify the identity of the pass-through authenticator, it only
+ verifies that the pass-through authenticator is trusted by the EAP
+ server. This creates a potential security vulnerability.
+
+ Section 4.3.7 of [RFC3579] describes how an EAP pass-through
+ authenticator acting as a AAA client can be detected if it attempts
+ to impersonate another authenticator (such by sending incorrect NAS-
+ Identifier [RFC2865], NAS-IP-Address [RFC2865] or NAS-IPv6-Address
+
+
+
+Aboba, et al. Standards Track [Page 55]
+
+RFC 3748 EAP June 2004
+
+
+ [RFC3162] attributes via the AAA protocol). However, it is possible
+ for a pass-through authenticator acting as a AAA client to provide
+ correct information to the AAA server while communicating misleading
+ information to the EAP peer via a lower layer protocol.
+
+ For example, it is possible for a compromised authenticator to
+ utilize another authenticator's Called-Station-Id or NAS-Identifier
+ in communicating with the EAP peer via a lower layer protocol, or for
+ a pass-through authenticator acting as a AAA client to provide an
+ incorrect peer Calling-Station-Id [RFC2865][RFC3580] to the AAA
+ server via the AAA protocol.
+
+ In order to address this vulnerability, EAP methods may support a
+ protected exchange of channel properties such as endpoint
+ identifiers, including (but not limited to): Called-Station-Id
+ [RFC2865][RFC3580], Calling-Station-Id [RFC2865][RFC3580], NAS-
+ Identifier [RFC2865], NAS-IP-Address [RFC2865], and NAS-IPv6-Address
+ [RFC3162].
+
+ Using such a protected exchange, it is possible to match the channel
+ properties provided by the authenticator via out-of-band mechanisms
+ against those exchanged within the EAP method. Where discrepancies
+ are found, these SHOULD be logged; additional actions MAY also be
+ taken, such as denying access.
+
+7.16. Protected Result Indications
+
+ Within EAP, Success and Failure packets are neither acknowledged nor
+ integrity protected. Result indications improve resilience to loss
+ of Success and Failure packets when EAP is run over lower layers
+ which do not support retransmission or synchronization of the
+ authentication state. In media such as IEEE 802.11, which provides
+ for retransmission, as well as synchronization of authentication
+ state via the 4-way handshake defined in [IEEE-802.11i], additional
+ resilience is typically of marginal benefit.
+
+ Depending on the method and circumstances, result indications can be
+ spoofable by an attacker. A method is said to provide protected
+ result indications if it supports result indications, as well as the
+ "integrity protection" and "replay protection" claims. A method
+ supporting protected result indications MUST indicate which result
+ indications are protected, and which are not.
+
+ Protected result indications are not required to protect against
+ rogue authenticators. Within a mutually authenticating method,
+ requiring that the server authenticate to the peer before the peer
+ will accept a Success packet prevents an attacker from acting as a
+ rogue authenticator.
+
+
+
+Aboba, et al. Standards Track [Page 56]
+
+RFC 3748 EAP June 2004
+
+
+ However, it is possible for an attacker to forge a Success packet
+ after the server has authenticated to the peer, but before the peer
+ has authenticated to the server. If the peer were to accept the
+ forged Success packet and attempt to access the network when it had
+ not yet successfully authenticated to the server, a denial of service
+ attack could be mounted against the peer. After such an attack, if
+ the lower layer supports failure indications, the authenticator can
+ synchronize state with the peer by providing a lower layer failure
+ indication. See Section 7.12 for details.
+
+ If a server were to authenticate the peer and send a Success packet
+ prior to determining whether the peer has authenticated the
+ authenticator, an idle timeout can occur if the authenticator is not
+ authenticated by the peer. Where supported by the lower layer, an
+ authenticator sensing the absence of the peer can free resources.
+
+ In a method supporting result indications, a peer that has
+ authenticated the server does not consider the authentication
+ successful until it receives an indication that the server
+ successfully authenticated it. Similarly, a server that has
+ successfully authenticated the peer does not consider the
+ authentication successful until it receives an indication that the
+ peer has authenticated the server.
+
+ In order to avoid synchronization problems, prior to sending a
+ success result indication, it is desirable for the sender to verify
+ that sufficient authorization exists for granting access, though, as
+ discussed below, this is not always possible.
+
+ While result indications may enable synchronization of the
+ authentication result between the peer and server, this does not
+ guarantee that the peer and authenticator will be synchronized in
+ terms of their authorization or that timeouts will not occur. For
+ example, the EAP server may not be aware of an authorization decision
+ made by a AAA proxy; the AAA server may check authorization only
+ after authentication has completed successfully, to discover that
+ authorization cannot be granted, or the AAA server may grant access
+ but the authenticator may be unable to provide it due to a temporary
+ lack of resources. In these situations, synchronization may only be
+ achieved via lower layer result indications.
+
+ Success indications may be explicit or implicit. For example, where
+ a method supports error messages, an implicit success indication may
+ be defined as the reception of a specific message without a preceding
+ error message. Failures are typically indicated explicitly. As
+ described in Section 4.2, a peer silently discards a Failure packet
+ received at a point where the method does not explicitly permit this
+
+
+
+
+Aboba, et al. Standards Track [Page 57]
+
+RFC 3748 EAP June 2004
+
+
+ to be sent. For example, a method providing its own error messages
+ might require the peer to receive an error message prior to accepting
+ a Failure packet.
+
+ Per-packet authentication, integrity, and replay protection of result
+ indications protects against spoofing. Since protected result
+ indications require use of a key for per-packet authentication and
+ integrity protection, methods supporting protected result indications
+ MUST also support the "key derivation", "mutual authentication",
+ "integrity protection", and "replay protection" claims.
+
+ Protected result indications address some denial-of-service
+ vulnerabilities due to spoofing of Success and Failure packets,
+ though not all. EAP methods can typically provide protected result
+ indications only in some circumstances. For example, errors can
+ occur prior to key derivation, and so it may not be possible to
+ protect all failure indications. It is also possible that result
+ indications may not be supported in both directions or that
+ synchronization may not be achieved in all modes of operation.
+
+ For example, within EAP-TLS [RFC2716], in the client authentication
+ handshake, the server authenticates the peer, but does not receive a
+ protected indication of whether the peer has authenticated it. In
+ contrast, the peer authenticates the server and is aware of whether
+ the server has authenticated it. In the session resumption
+ handshake, the peer authenticates the server, but does not receive a
+ protected indication of whether the server has authenticated it. In
+ this mode, the server authenticates the peer and is aware of whether
+ the peer has authenticated it.
+
+8. Acknowledgements
+
+ This protocol derives much of its inspiration from Dave Carrel's AHA
+ document, as well as the PPP CHAP protocol [RFC1994]. Valuable
+ feedback was provided by Yoshihiro Ohba of Toshiba America Research,
+ Jari Arkko of Ericsson, Sachin Seth of Microsoft, Glen Zorn of Cisco
+ Systems, Jesse Walker of Intel, Bill Arbaugh, Nick Petroni and Bryan
+ Payne of the University of Maryland, Steve Bellovin of AT&T Research,
+ Paul Funk of Funk Software, Pasi Eronen of Nokia, Joseph Salowey of
+ Cisco, Paul Congdon of HP, and members of the EAP working group.
+
+ The use of Security Claims sections for EAP methods, as required by
+ Section 7.2 and specified for each EAP method described in this
+ document, was inspired by Glen Zorn through [EAP-EVAL].
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 58]
+
+RFC 3748 EAP June 2004
+
+
+9. References
+
+9.1. Normative References
+
+ [RFC1661] Simpson, W., "The Point-to-Point Protocol (PPP)",
+ STD 51, RFC 1661, July 1994.
+
+ [RFC1994] Simpson, W., "PPP Challenge Handshake
+ Authentication Protocol (CHAP)", RFC 1994, August
+ 1996.
+
+ [RFC2119] Bradner, S., "Key words for use in RFCs to
+ Indicate Requirement Levels", BCP 14, RFC 2119,
+ March 1997.
+
+ [RFC2243] Metz, C., "OTP Extended Responses", RFC 2243,
+ November 1997.
+
+ [RFC2279] Yergeau, F., "UTF-8, a transformation format of
+ ISO 10646", RFC 2279, January 1998.
+
+ [RFC2289] Haller, N., Metz, C., Nesser, P. and M. Straw, "A
+ One-Time Password System", RFC 2289, February
+ 1998.
+
+ [RFC2434] Narten, T. and H. Alvestrand, "Guidelines for
+ Writing an IANA Considerations Section in RFCs",
+ BCP 26, RFC 2434, October 1998.
+
+ [RFC2988] Paxson, V. and M. Allman, "Computing TCP's
+ Retransmission Timer", RFC 2988, November 2000.
+
+ [IEEE-802] Institute of Electrical and Electronics Engineers,
+ "Local and Metropolitan Area Networks: Overview
+ and Architecture", IEEE Standard 802, 1990.
+
+ [IEEE-802.1X] Institute of Electrical and Electronics Engineers,
+ "Local and Metropolitan Area Networks: Port-Based
+ Network Access Control", IEEE Standard 802.1X,
+ September 2001.
+
+
+
+
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 59]
+
+RFC 3748 EAP June 2004
+
+
+9.2. Informative References
+
+ [RFC793] Postel, J., "Transmission Control Protocol", STD
+ 7, RFC 793, September 1981.
+
+ [RFC1510] Kohl, J. and B. Neuman, "The Kerberos Network
+ Authentication Service (V5)", RFC 1510, September
+ 1993.
+
+ [RFC1750] Eastlake, D., Crocker, S. and J. Schiller,
+ "Randomness Recommendations for Security", RFC
+ 1750, December 1994.
+
+ [RFC2246] Dierks, T., Allen, C., Treese, W., Karlton, P.,
+ Freier, A. and P. Kocher, "The TLS Protocol
+ Version 1.0", RFC 2246, January 1999.
+
+ [RFC2284] Blunk, L. and J. Vollbrecht, "PPP Extensible
+ Authentication Protocol (EAP)", RFC 2284, March
+ 1998.
+
+ [RFC2486] Aboba, B. and M. Beadles, "The Network Access
+ Identifier", RFC 2486, January 1999.
+
+ [RFC2408] Maughan, D., Schneider, M. and M. Schertler,
+ "Internet Security Association and Key Management
+ Protocol (ISAKMP)", RFC 2408, November 1998.
+
+ [RFC2409] Harkins, D. and D. Carrel, "The Internet Key
+ Exchange (IKE)", RFC 2409, November 1998.
+
+ [RFC2433] Zorn, G. and S. Cobb, "Microsoft PPP CHAP
+ Extensions", RFC 2433, October 1998.
+
+ [RFC2607] Aboba, B. and J. Vollbrecht, "Proxy Chaining and
+ Policy Implementation in Roaming", RFC 2607, June
+ 1999.
+
+ [RFC2661] Townsley, W., Valencia, A., Rubens, A., Pall, G.,
+ Zorn, G. and B. Palter, "Layer Two Tunneling
+ Protocol "L2TP"", RFC 2661, August 1999.
+
+ [RFC2716] Aboba, B. and D. Simon, "PPP EAP TLS
+ Authentication Protocol", RFC 2716, October 1999.
+
+ [RFC2865] Rigney, C., Willens, S., Rubens, A. and W.
+ Simpson, "Remote Authentication Dial In User
+ Service (RADIUS)", RFC 2865, June 2000.
+
+
+
+Aboba, et al. Standards Track [Page 60]
+
+RFC 3748 EAP June 2004
+
+
+ [RFC2960] Stewart, R., Xie, Q., Morneault, K., Sharp, C.,
+ Schwarzbauer, H., Taylor, T., Rytina, I., Kalla,
+ M., Zhang, L. and V. Paxson, "Stream Control
+ Transmission Protocol", RFC 2960, October 2000.
+
+ [RFC3162] Aboba, B., Zorn, G. and D. Mitton, "RADIUS and
+ IPv6", RFC 3162, August 2001.
+
+ [RFC3454] Hoffman, P. and M. Blanchet, "Preparation of
+ Internationalized Strings ("stringprep")", RFC
+ 3454, December 2002.
+
+ [RFC3579] Aboba, B. and P. Calhoun, "RADIUS (Remote
+ Authentication Dial In User Service) Support For
+ Extensible Authentication Protocol (EAP)", RFC
+ 3579, September 2003.
+
+ [RFC3580] Congdon, P., Aboba, B., Smith, A., Zorn, G. and J.
+ Roese, "IEEE 802.1X Remote Authentication Dial In
+ User Service (RADIUS) Usage Guidelines", RFC 3580,
+ September 2003.
+
+ [RFC3692] Narten, T., "Assigning Experimental and Testing
+ Numbers Considered Useful", BCP 82, RFC 3692,
+ January 2004.
+
+ [DECEPTION] Slatalla, M. and J. Quittner, "Masters of
+ Deception", Harper-Collins, New York, 1995.
+
+ [KRBATTACK] Wu, T., "A Real-World Analysis of Kerberos
+ Password Security", Proceedings of the 1999 ISOC
+ Network and Distributed System Security Symposium,
+ http://www.isoc.org/isoc/conferences/ndss/99/
+ proceedings/papers/wu.pdf.
+
+ [KRBLIM] Bellovin, S. and M. Merrit, "Limitations of the
+ Kerberos authentication system", Proceedings of
+ the 1991 Winter USENIX Conference, pp. 253-267,
+ 1991.
+
+ [KERB4WEAK] Dole, B., Lodin, S. and E. Spafford, "Misplaced
+ trust: Kerberos 4 session keys", Proceedings of
+ the Internet Society Network and Distributed
+ System Security Symposium, pp. 60-70, March 1997.
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 61]
+
+RFC 3748 EAP June 2004
+
+
+ [PIC] Aboba, B., Krawczyk, H. and Y. Sheffer, "PIC, A
+ Pre-IKE Credential Provisioning Protocol", Work in
+ Progress, October 2002.
+
+ [IKEv2] Kaufman, C., "Internet Key Exchange (IKEv2)
+ Protocol", Work in Progress, January 2004.
+
+ [PPTPv1] Schneier, B. and Mudge, "Cryptanalysis of
+ Microsoft's Point-to- Point Tunneling Protocol",
+ Proceedings of the 5th ACM Conference on
+ Communications and Computer Security, ACM Press,
+ November 1998.
+
+ [IEEE-802.11] Institute of Electrical and Electronics Engineers,
+ "Wireless LAN Medium Access Control (MAC) and
+ Physical Layer (PHY) Specifications", IEEE
+ Standard 802.11, 1999.
+
+ [SILVERMAN] Silverman, Robert D., "A Cost-Based Security
+ Analysis of Symmetric and Asymmetric Key Lengths",
+ RSA Laboratories Bulletin 13, April 2000 (Revised
+ November 2001),
+ http://www.rsasecurity.com/rsalabs/bulletins/
+ bulletin13.html.
+
+ [KEYFRAME] Aboba, B., "EAP Key Management Framework", Work in
+ Progress, October 2003.
+
+ [SASLPREP] Zeilenga, K., "SASLprep: Stringprep profile for
+ user names and passwords", Work in Progress, March
+ 2004.
+
+ [IEEE-802.11i] Institute of Electrical and Electronics Engineers,
+ "Unapproved Draft Supplement to Standard for
+ Telecommunications and Information Exchange
+ Between Systems - LAN/MAN Specific Requirements -
+ Part 11: Wireless LAN Medium Access Control (MAC)
+ and Physical Layer (PHY) Specifications:
+ Specification for Enhanced Security", IEEE Draft
+ 802.11i (work in progress), 2003.
+
+ [DIAM-EAP] Eronen, P., Hiller, T. and G. Zorn, "Diameter
+ Extensible Authentication Protocol (EAP)
+ Application", Work in Progress, February 2004.
+
+ [EAP-EVAL] Zorn, G., "Specifying Security Claims for EAP
+ Authentication Types", Work in Progress, October
+ 2002.
+
+
+
+Aboba, et al. Standards Track [Page 62]
+
+RFC 3748 EAP June 2004
+
+
+ [BINDING] Puthenkulam, J., "The Compound Authentication
+ Binding Problem", Work in Progress, October 2003.
+
+ [MITM] Asokan, N., Niemi, V. and K. Nyberg, "Man-in-the-
+ Middle in Tunneled Authentication Protocols", IACR
+ ePrint Archive Report 2002/163, October 2002,
+ <http://eprint.iacr.org/2002/163>.
+
+ [IEEE-802.11i-req] Stanley, D., "EAP Method Requirements for Wireless
+ LANs", Work in Progress, February 2004.
+
+ [PPTPv2] Schneier, B. and Mudge, "Cryptanalysis of
+ Microsoft's PPTP Authentication Extensions (MS-
+ CHAPv2)", CQRE 99, Springer-Verlag, 1999, pp.
+ 192-203.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 63]
+
+RFC 3748 EAP June 2004
+
+
+Appendix A. Changes from RFC 2284
+
+ This section lists the major changes between [RFC2284] and this
+ document. Minor changes, including style, grammar, spelling, and
+ editorial changes are not mentioned here.
+
+ o The Terminology section (Section 1.2) has been expanded, defining
+ more concepts and giving more exact definitions.
+
+ o The concepts of Mutual Authentication, Key Derivation, and Result
+ Indications are introduced and discussed throughout the document
+ where appropriate.
+
+ o In Section 2, it is explicitly specified that more than one
+ exchange of Request and Response packets may occur as part of the
+ EAP authentication exchange. How this may be used and how it may
+ not be used is specified in detail in Section 2.1.
+
+ o Also in Section 2, some requirements have been made explicit for
+ the authenticator when acting in pass-through mode.
+
+ o An EAP multiplexing model (Section 2.2) has been added to
+ illustrate a typical implementation of EAP. There is no
+ requirement that an implementation conform to this model, as long
+ as the on-the-wire behavior is consistent with it.
+
+ o As EAP is now in use with a variety of lower layers, not just PPP
+ for which it was first designed, Section 3 on lower layer behavior
+ has been added.
+
+ o In the description of the EAP Request and Response interaction
+ (Section 4.1), both the behavior on receiving duplicate requests,
+ and when packets should be silently discarded has been more
+ exactly specified. The implementation notes in this section have
+ been substantially expanded.
+
+ o In Section 4.2, it has been clarified that Success and Failure
+ packets must not contain additional data, and the implementation
+ note has been expanded. A subsection giving requirements on
+ processing of success and failure packets has been added.
+
+ o Section 5 on EAP Request/Response Types lists two new Type values:
+ the Expanded Type (Section 5.7), which is used to expand the Type
+ value number space, and the Experimental Type. In the Expanded
+ Type number space, the new Expanded Nak (Section 5.3.2) Type has
+ been added. Clarifications have been made in the description of
+ most of the existing Types. Security claims summaries have been
+ added for authentication methods.
+
+
+
+Aboba, et al. Standards Track [Page 64]
+
+RFC 3748 EAP June 2004
+
+
+ o In Sections 5, 5.1, and 5.2, a requirement has been added such
+ that fields with displayable messages should contain UTF-8 encoded
+ ISO 10646 characters.
+
+ o It is now required in Section 5.1 that if the Type-Data field of
+ an Identity Request contains a NUL-character, only the part before
+ the null is displayed. RFC 2284 prohibits the null termination of
+ the Type-Data field of Identity messages. This rule has been
+ relaxed for Identity Request messages and the Identity Request
+ Type-Data field may now be null terminated.
+
+ o In Section 5.5, support for OTP Extended Responses [RFC2243] has
+ been added to EAP OTP.
+
+ o An IANA Considerations section (Section 6) has been added, giving
+ registration policies for the numbering spaces defined for EAP.
+
+ o The Security Considerations (Section 7) have been greatly
+ expanded, giving a much more comprehensive coverage of possible
+ threats and other security considerations.
+
+ o In Section 7.5, text has been added on method-specific behavior,
+ providing guidance on how EAP method-specific integrity checks
+ should be processed. Where possible, it is desirable for a
+ method-specific MIC to be computed over the entire EAP packet,
+ including the EAP layer header (Code, Identifier, Length) and EAP
+ method layer header (Type, Type-Data).
+
+ o In Section 7.14 the security risks involved in use of cleartext
+ passwords with EAP are described.
+
+ o In Section 7.15 text has been added relating to detection of rogue
+ NAS behavior.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 65]
+
+RFC 3748 EAP June 2004
+
+
+Authors' Addresses
+
+ Bernard Aboba
+ Microsoft Corporation
+ One Microsoft Way
+ Redmond, WA 98052
+ USA
+
+ Phone: +1 425 706 6605
+ Fax: +1 425 936 6605
+ EMail: bernarda@microsoft.com
+
+ Larry J. Blunk
+ Merit Network, Inc
+ 4251 Plymouth Rd., Suite 2000
+ Ann Arbor, MI 48105-2785
+ USA
+
+ Phone: +1 734-647-9563
+ Fax: +1 734-647-3185
+ EMail: ljb@merit.edu
+
+ John R. Vollbrecht
+ Vollbrecht Consulting LLC
+ 9682 Alice Hill Drive
+ Dexter, MI 48130
+ USA
+
+ EMail: jrv@umich.edu
+
+ James Carlson
+ Sun Microsystems, Inc
+ 1 Network Drive
+ Burlington, MA 01803-2757
+ USA
+
+ Phone: +1 781 442 2084
+ Fax: +1 781 442 1677
+ EMail: james.d.carlson@sun.com
+
+ Henrik Levkowetz
+ ipUnplugged AB
+ Arenavagen 33
+ Stockholm S-121 28
+ SWEDEN
+
+ Phone: +46 708 32 16 08
+ EMail: henrik@levkowetz.com
+
+
+
+Aboba, et al. Standards Track [Page 66]
+
+RFC 3748 EAP June 2004
+
+
+Full Copyright Statement
+
+ Copyright (C) The Internet Society (2004). This document is subject
+ to the rights, licenses and restrictions contained in BCP 78, and
+ except as set forth therein, the authors retain all their rights.
+
+ This document and the information contained herein are provided on an
+ "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
+ OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
+ ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
+ INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
+ INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
+ WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
+
+Intellectual Property
+
+ The IETF takes no position regarding the validity or scope of any
+ Intellectual Property Rights or other rights that might be claimed to
+ pertain to the implementation or use of the technology described in
+ this document or the extent to which any license under such rights
+ might or might not be available; nor does it represent that it has
+ made any independent effort to identify any such rights. Information
+ on the procedures with respect to rights in RFC documents can be
+ found in BCP 78 and BCP 79.
+
+ Copies of IPR disclosures made to the IETF Secretariat and any
+ assurances of licenses to be made available, or the result of an
+ attempt made to obtain a general license or permission for the use of
+ such proprietary rights by implementers or users of this
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+ http://www.ietf.org/ipr.
+
+ The IETF invites any interested party to bring to its attention any
+ copyrights, patents or patent applications, or other proprietary
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+ this standard. Please address the information to the IETF at ietf-
+ ipr@ietf.org.
+
+Acknowledgement
+
+ Funding for the RFC Editor function is currently provided by the
+ Internet Society.
+
+
+
+
+
+
+
+
+
+Aboba, et al. Standards Track [Page 67]
+